MZ
Marcos D. Zhang Solis
TRADIER BROKERAGE
Charlotte, NC 28277
Some features on this profile are disabled
CRD#: 7806219
MZ
Professional summary
Marcos David Zhang Solis, who also goes by Marcos Solis, is a registered financial professional currently at TRADIER BROKERAGE, INC. located in Charlotte, North Carolina.
Marcos is registered as a RR (Registered Representative) and started their career in finance in 2023. Marcos has worked at 1 firm and has passed the Series 63, Series 7TO, SIE and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Marcos Solis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Marcos David Zhang Solis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 26, 2023 - Present
TRADIER BROKERAGE, INC.
Office #1: 3420 Toringdon Way Suite 300, Charlotte, NC 28277Office #2: 3420 Toringdon Way Suite 300, Charlotte, NC 28277BD
CRD#: 104982
Charlotte, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/26/2024)
RR
Alaska(4/26/2024)
RR
Arizona(4/26/2024)
RR
Arkansas(4/26/2024)
RR
California(4/26/2024)
RR
Colorado(4/26/2024)
RR
Connecticut(4/26/2024)
RR
Delaware(4/26/2024)
RR
District of Columbia(4/26/2024)
RR
Florida(4/26/2024)
RR
Georgia(4/26/2024)
RR
Hawaii(4/26/2024)
RR
Idaho(4/26/2024)
RR
Illinois(4/26/2024)
RR
Indiana(4/26/2024)
RR
Iowa(4/26/2024)
RR
Kansas(4/26/2024)
RR
Kentucky(4/26/2024)
RR
Louisiana(4/26/2024)
RR
Maine(4/26/2024)
RR
Maryland(4/26/2024)
RR
Massachusetts(4/26/2024)
RR
Michigan(4/26/2024)
RR
Minnesota(4/26/2024)
RR
Mississippi(4/26/2024)
RR
Missouri(4/26/2024)
RR
Montana(4/26/2024)
RR
Nebraska(4/26/2024)
RR
Nevada(4/26/2024)
RR
New Hampshire(4/26/2024)
RR
New Jersey(4/26/2024)
RR
New Mexico(4/26/2024)
RR
New York(4/26/2024)
RR
North Carolina(11/9/2023)
RR
North Dakota(4/26/2024)
RR
Ohio(4/26/2024)
RR
Oklahoma(4/26/2024)
RR
Oregon(4/26/2024)
RR
Pennsylvania(4/26/2024)
RR
Puerto Rico(4/26/2024)
RR
Rhode Island(4/26/2024)
RR
South Carolina(4/26/2024)
RR
South Dakota(4/26/2024)
RR
Tennessee(4/26/2024)
RR
Texas(4/26/2024)
RR
Utah(4/26/2024)
RR
Vermont(4/26/2024)
RR
Virginia(4/26/2024)
RR
Washington(4/26/2024)
RR
West Virginia(4/26/2024)
RR
Wisconsin(4/26/2024)
RR
Wyoming(4/26/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/25/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TB
TRADIER BROKERAGE, INC.
ROBBINS SECURITIES, INC. | TRADIER BROKERAGE, INC.
CRD#: 104982 / SEC#: , 8-52972
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
3420 Toringdon Way Suite 300, Charlotte, NC 28277
Mailing Address
3420 Toringdon Way Suite 300, Charlotte, NC 28277
Phone number
(980) 272-3880
Established
Illinois since 09/17/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
