Elijah Y. Rubio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elijah Yezid Rubio, who also goes by Elijah Rubio, was a registered financial professional .
Elijah is a previously registered financial professional and started their career in finance in 2023. Elijah had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2026 - June 2, 2026
SUMMITRY, LLC
November 14, 2024 - April 2, 2026
LPL ENTERPRISE, LLC
November 14, 2024 - April 2, 2026
LPL ENTERPRISE, LLC
January 19, 2024 - November 14, 2024
PRUCO SECURITIES, LLC.
November 7, 2023 - November 14, 2024
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
SUMMITRY, LLC
CRD#: 128586 / SEC#: 801-62398
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/6/2023
General Securities Representative ExaminationCurrent Firm
SUMMITRY, LLC
CRD#: 128586 / SEC#: 801-62398
Contact information
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,384 |
| AUM (Assets Under Management) | $ 3,008,628,872 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
