Gabriel M. Neuenschwander

MURPHY & SYLVEST

Dallas, TX 75240

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CRD#: 7805646

Professional summary

Gabriel Michael Neuenschwander, who also goes by Gabe M Neuenschwander, Gabe Michael Neuenschwander, Gabe Neuenschwander, Gabriel M Neuenschwander, Garbiel Michael Neuenschwander, Garbiel Neuenschwander, is a registered financial advisor currently at MURPHY & SYLVEST located in Dallas, Texas.

Gabriel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Gabriel has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gabriel Michael Neuenschwander's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 6, 2025 - Present

MURPHY & SYLVEST

Office #1: 13760 Noel Road Suite 300, Dallas, TX 75240

RIA

CRD#: 165130

Dallas, TX

Past

April 25, 2024 - August 6, 2025

J.P. MORGAN SECURITIES LLC

CRD#: 79

Plano, TX

Past

October 11, 2023 - April 18, 2024

EQUITABLE ADVISORS, LLC

CRD#: 6627

FORT WORTH, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MURPHY & SYLVEST

MURPHY & SYLVEST | SYLVEST ADVISORS, LLC

CRD#: 165130 / SEC#: 801-113128

RIA

Registered Investment Advisory firm - (5/3/2018 Approved)

Louisiana

Registered Investment Advisory firm - (5/4/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/4/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/6/2025

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/2/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/11/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/17/2023

Securities Industry Essentials Examination

Current Firm

MURPHY & SYLVEST

MURPHY & SYLVEST | SYLVEST ADVISORS, LLC

CRD#: 165130 / SEC#: 801-113128

RIA

Registered Investment Advisory firm - (5/3/2018 Approved)

Louisiana

Registered Investment Advisory firm - (5/4/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/4/2018 Terminated)

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Contact information

Main Address

13760 Noel Road Suite 300, Dallas, TX 75240

Mailing Address

Phone number

(214) 373-8362

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (7/8/2025)

Regulatory assets under management

Total Number of Accounts	1,186
AUM (Assets Under Management)	$ 378,968,097

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/20/2024	Cover Page	Report
10/25/2023	Cover Page	Report
12/07/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gabriel M. Neuenschwander

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gabriel Michael Neuenschwander's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

MURPHY & SYLVEST

State Registrations and Notice Filings

Exams

Series 66

Date: 10/6/2025

Series 63

Date: 6/2/2023

Series 7TO

Date: 10/11/2023

SIE

Date: 8/17/2023

Current Firm

MURPHY & SYLVEST

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MURPHY & SYLVEST

TRUST BUT VERIFY

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