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BE

Ben Engel

MODESTO CAPITAL
Toms River, NJ
Some features on this profile are disabled
CRD#: 7805507
BE

Professional summary

Ben Engel, who also goes by Bentzy Engel, is a registered financial advisor currently at MODESTO CAPITAL located in Toms River, New Jersey.

Ben is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Ben has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Bentzy Engel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MEGED FUNDING GROUP; NON-INVESTMENT RELATED; 02/2022; BRICK TOWNSHIP, NJ; FINANICAL ANALYST; ACCOUNTING/FINANCE TASKS; 58 HRS/MONTH INCLUDING DURING TRADING HOURS. MEGED FUNDING GROUP; NON-INVESTMENT RELATED; 02/2022; BRICK TOWNSHIP, NJ; C.F.O.; ACCOUNTING/FINANCE TASKS; 60 HRS/MONTH INCLUDING DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ben Engel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 12, 2024 - Present

MODESTO CAPITAL

RIA
CRD#: 328343
Toms River, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(3/12/2024)
IAR
Pennsylvania
(7/30/2025)
IAR
Texas
(3/28/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/27/2023
Uniform Investment Adviser Law Examination

Current Firm

MC
MODESTO CAPITAL
MODESTO CAPITAL | MODESTO CAPITAL ADVISORS LLC

CRD#: 328343 / SEC#:

New Jersey
Registered Investment Advisory firm - (3/12/2024 Approved)
Pennsylvania
Registered Investment Advisory firm - (7/30/2025 Approved)
Texas
Registered Investment Advisory firm - (3/28/2025 Conditional Restricted)
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Contact information

Main Address
Elkins Park, PA
Mailing Address
Phone number
(732) 908-7316
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts34
AUM (Assets Under Management)$ 1,272,300

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MODESTO CAPITAL

CRD#: 328343Toms River, NJ

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