CB
Christopher R. Brockway
FIRST COMMAND ADVISORY SERVICES
Independence, MO
Some features on this profile are disabled
CRD#: 7805475
CB
Christopher Richard BrockwayFIRST COMMAND ADVISORY SERVICES
Professional summary
Christopher Richard Brockway, who also goes by Chris Brockway, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Independence, Missouri and FIRST COMMAND BROKERAGE SERVICES, INC. located in Warrensburg, Missouri.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Christopher has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Aliases
Chris Brockway
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Finish Line Contracting, LLC; Is not investment related; Owner of a Contracting business that employs sub-contractors; ran out of my home at 1606 S Osage St. Independence MO, 64055; Spend roughly 10 hours a week on the business, none during trading hours; founded the company April of 2022; my role is to find jobs, pay sub-contractors and schedule sub-contractors. Brockway Rentals, LLC; Is not investment related; Owner of 3 rental properties; ran out of my home at 1606 S Osage St, Independence MO, 64055; Spend 1 hours a week ensuring that properties are maintain, mortgages are paid, and rent is collected, rarely during trading hours; incorporated in April 2022. (2) Name of the other business: Chris Brockway Racing Whether the business is investment-related: No Address of the other business: 1606 S Osage St. Independence MO 64055 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner/Driver The start date of your relationship: Dec 01, 2004 The approximate number of hours/month you devote to the other business: 6 to 10 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: I own and operate my own race team. It doesn't turn a profit most years, along with a volunteer crew, we maintain my race car or cars and compete regionally for small cash prizes in and around Missouri and Kansas.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Richard Brockway's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 4, 2024 - Present
FIRST COMMAND ADVISORY SERVICES
Office #2: 1125 N Simpson Dr, Ste H, Warrensburg, MO 64093RIA
CRD#: 281958
Independence, MO
Current
December 5, 2023 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 1125 N Simpson Dr, Ste H, Warrensburg, MO 64093BD
CRD#: 3641
WARRENSBURG, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(2/2/2026)
RR
Kansas(1/29/2026)
RR
Missouri(3/4/2024)
IAR
Missouri(3/4/2024)
RR
Oklahoma(4/22/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 12/4/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)Loading...
Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 113,591 |
| AUM (Assets Under Management) | $ 24,429,418,155 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
