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Samuel A. Buchanan
MASCAGNI WEALTH MANAGEMENT
Clinton, MS 39056
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CRD#: 7805470
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Professional summary
Samuel A Buchanan is a registered financial advisor currently at MASCAGNI WEALTH MANAGEMENT, INC. located in Clinton, Mississippi.
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Samuel has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sam is insurance licensed to offer fixed insurance products through various insurance companies. Clients are not obligated to execute insurance purchases through Sam. However, if clients do choose to execute insurance purchases through him, he will receive a commission and a conflict of interest may exist.
CRS (Client Relationship Summary) - RIA
Click below to view Samuel A Buchanan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 4, 2024 - Present
MASCAGNI WEALTH MANAGEMENT, INC.
Office #1: 205 E. Main Street, Clinton, MS 39056RIA
CRD#: 115046
Clinton, MS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MASCAGNI WEALTH MANAGEMENT, INC.
JULIUS RANDALL MASCAGNI | MASCAGNI WEALTH MANAGEMENT, INC. | MASCAGNI WEALTH MANAGEMENT | MASCAGNI & COMPANY, INC. | MASCAGNI & COMPANY
CRD#: 115046 / SEC#: 801-110839
RIA
Registered Investment Advisory firm - (7/19/2017 Approved)Louisiana
Registered Investment Advisory firm - (7/27/2017 Terminated)Mississippi
Registered Investment Advisory firm - (7/27/2017 Terminated)Texas
Registered Investment Advisory firm - (7/27/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(6/25/2024)
IAR
Mississippi(6/4/2024)
Current Firm
MW
MASCAGNI WEALTH MANAGEMENT, INC.
JULIUS RANDALL MASCAGNI | MASCAGNI WEALTH MANAGEMENT, INC. | MASCAGNI WEALTH MANAGEMENT | MASCAGNI & COMPANY, INC. | MASCAGNI & COMPANY
CRD#: 115046 / SEC#: 801-110839
RIA
Registered Investment Advisory firm - (7/19/2017 Approved)Louisiana
Registered Investment Advisory firm - (7/27/2017 Terminated)Mississippi
Registered Investment Advisory firm - (7/27/2017 Terminated)Texas
Registered Investment Advisory firm - (7/27/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
205 E. Main Street, Clinton, MS 39056
Mailing Address
Phone number
(601) 925-8099
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,847 |
| AUM (Assets Under Management) | $ 365,548,352 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MASCAGNI WEALTH MANAGEMENT, INC.
CRD#: 115046Clinton, MS 39056TRUST BUT VERIFY
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