Anik Mutsuddy

AMERICAN TRUST INVESTMENT ADVISORS

Lebanon, NH 03766-1358

Some features on this profile are disabled

CRD#: 7805196

Professional summary

Anik Mutsuddy is a registered financial advisor currently at AMERICAN TRUST INVESTMENT ADVISORS, LLC located in Lebanon, New Hampshire.

Anik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Anik has worked at 1 firm and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anik Mutsuddy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 20, 2023 - Present

AMERICAN TRUST INVESTMENT ADVISORS, LLC

Office #1: 67 Etna Road Suite 360, Lebanon, NH 03766-1358

RIA

CRD#: 114439

Lebanon, NH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERICAN TRUST INVESTMENT ADVISORS, LLC

CRD#: 114439 / SEC#: 801-60454

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(10/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/5/2023

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 3/18/2023

Securities Industry Essentials Examination

Current Firm

AMERICAN TRUST INVESTMENT ADVISORS, LLC

CRD#: 114439 / SEC#: 801-60454

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

67 Etna Road Suite 360, Lebanon, NH 03766-1358

Mailing Address

Phone number

(603) 448-6415

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II (5/23/2025)

Regulatory assets under management

Total Number of Accounts	277
AUM (Assets Under Management)	$ 497,259,027

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/18/2025	Cover Page	Report
10/09/2024	Cover Page	Report
11/15/2023	Cover Page	Report
12/20/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Ryan

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO

Franklin Little

NYLIFE SECURITIES LLC

MOBILE, AL

Flavia Cardozo

J.P. MORGAN SECURITIES LLC

IAR

Naperville, IL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Anik Mutsuddy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anik Mutsuddy's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN TRUST INVESTMENT ADVISORS, LLC

Primary Firm SEC Registration

AMERICAN TRUST INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/5/2023

SIE

Date: 3/18/2023

Current Firm

AMERICAN TRUST INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AMERICAN TRUST INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors