Lineo Poll
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lineo Poll was a registered financial professional .
Lineo is a previously registered financial professional and started their career in finance in 2003. Lineo had worked at 4 firms and has passed the Series 65, Series 7TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2024 - October 1, 2026
ANDBANC BROKERAGE, LLC
November 7, 2023 - October 1, 2026
ANDBANC ADVISORY LLC
July 20, 2005 - January 23, 2008
WELLS FARGO CLEARING SERVICES, LLC
October 28, 2003 - May 13, 2005
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 7TO
Passed: 2/12/2024
General Securities Representative ExaminationCurrent Firm
ANDBANC BROKERAGE, LLC
CRD#: 155979 / SEC#: , 8-68759
Contact information
FINRA licenses (20 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
