CS
Carly J. Sipe
KILEY JUERGENS WEALTH MANAGEMENT
Olympia, WA 98501
Some features on this profile are disabled
CRD#: 7804297
CS
Professional summary
Carly Jordan Sipe, who also goes by Carly Jordan Becker, is a registered financial advisor currently at KILEY JUERGENS WEALTH MANAGEMENT, LLC located in Olympia, Washington and OSAIC WEALTH, INC. located in Olympia, Washington.
Carly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Carly has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Carly Jordan Becker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OLYMPIA SCHOOL DISTRICT POSITION: Girls Soccer Coach NATURE: This is a public school district. I am an employee here because I amcoach for the Girls Soccer Team atOlympia High School, a school in the Olympia School District. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 0 START DATE: 08/21/2023 ADDRESS: 111 Bethel St, Olympia WA 98501, United States DESCRIPTION: -Coach games and practices for the Girls Soccer Team at Olympia High School FIXED INSURANCE SALES POSITION: Insurance Broker NATURE: Insurance license to sell life, annuities, LTC, DI INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/20/2024 ADDRESS: 2409 Pacific Ave SE, Olympia WA 98501, United States DESCRIPTION: WA License to sell life, annuities, LTC or DI. This is not the focus or a major part of my business activities on a day today basis. KILEY JUERGENS WEALTH MANAGEMENT, LLC POSITION: Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/21/2024 ADDRESS: 2409 Pacific Ave SE, Olympia WA 98501, United States DESCRIPTION: Provide investment guidance and management.
CRS (Client Relationship Summary) - RIA
Click below to view Carly Jordan Sipe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 26, 2023 - Present
KILEY JUERGENS WEALTH MANAGEMENT, LLC
Office #1: 2409 Pacific Ave Se, Olympia, WA 98501RIA
CRD#: 151088
Olympia, WA
Current
November 3, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 2409 Pacific Avenue, Se, Olympia, WA 98501RIA
BD
CRD#: 23131
Olympia, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KJ
KILEY JUERGENS WEALTH MANAGEMENT, LLC
KILEY JUERGENS WEALTH MANAGEMENT | KJWM LLC | KILEY JUERGENS WEALTH MANAGEMENT, LLC
CRD#: 151088 / SEC#: 801-70467
RIA
Registered Investment Advisory firm - (8/27/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Washington(12/11/2023)
IAR
Washington(12/26/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/3/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KJ
KILEY JUERGENS WEALTH MANAGEMENT, LLC
KILEY JUERGENS WEALTH MANAGEMENT | KJWM LLC | KILEY JUERGENS WEALTH MANAGEMENT, LLC
CRD#: 151088 / SEC#: 801-70467
RIA
Registered Investment Advisory firm - (8/27/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2409 Pacific Ave Se, Olympia, WA 98501
Mailing Address
Phone number
(360) 350-4747
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,242 |
| AUM (Assets Under Management) | $ 1,872,363,667 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
