WC
Wei Chen
ROOTSON CAPITAL
NORTH ANDOVER, MA 01845
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CRD#: 7804111
WC
Professional summary
Wei Chen is a registered financial advisor currently at ROOTSON CAPITAL LLC located in North Andover, Massachusetts.
Wei is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Wei has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Wei Chen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 5, 2026 - Present
ROOTSON CAPITAL LLC
Office #1: 800 Turnpike Street, Suite 300,, North Andover, MA 01845RIA
CRD#: 340459
NORTH ANDOVER, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(5/5/2026)
Exams
Current Firm
RC
ROOTSON CAPITAL LLC
ROOTSON CAPITAL LLC
CRD#: 340459 / SEC#:
Massachusetts
Registered Investment Advisory firm - (5/5/2026 Approved)PREMIUM
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Contact information
Main Address
800 Turnpike Street, Suite 300,, North Andover, MA 01845
Mailing Address
Phone number
(781) 483-7134
Established
Firm type
Fiscal year end
# of Employees
1
0
Red Flags
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Company Information
ROOTSON CAPITAL LLC
CRD#: 340459North Andover, MA 01845TRUST BUT VERIFY
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