William J. Gildea
Professional summary
William Joseph Gildea IV, who also goes by William Gildea, is a registered financial professional currently at CJS SECURITIES, INC. located in White Plains, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 2023. William has worked at 1 firm and has passed the Series 63, Series 87, Series 86, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Joseph Gildea IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 20, 2023 - Present
CJS SECURITIES, INC.
Office #1: 50 Main Street Suite 325, White Plains, NY 10606State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/25/2024)
Exams
Series 7TO
Date: 12/20/2023
General Securities Representative ExaminationFINRA
Current Firm
CJS SECURITIES, INC.
CRD#: 44823 / SEC#: , 8-50853
Contact information
FINRA licenses (39 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JAGODA, LEE M. | RESEARCH ANALYST / SHAREHOLDER | 4986879 |
| LABICK, ROBERT JAMES | PRESIDENT | 2071988 |
| MOORE, DANIEL JOSEPH | RESEARCH ANALYST / SHAREHOLDER | 2614723 |
| SOLOW, LAWRENCE SCOTT | RESEARCH ANALYST / SHAREHOLDER | 2511217 |
| STRAUZER, CHARLES S | CHIEF COMPLIANCE OFFICER | 2266794 |
| TANWANTENG, JONATHAN E. | RESEARCH ANALYST / SHAREHOLDER | 4886441 |
| URSANER, ARNOLD | SHAREHOLDER | 451922 |
| WETCHLER, BENJAMIN MARK | FINOP AND CHIEF FINANCIAL OFFICER | 4459166 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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