SD
Sarah M. Dupree
AE WEALTH MANAGEMENT
Hendersonville, NC 28803
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CRD#: 7803790
SD
Professional summary
Sarah Marie Dupree, who also goes by Sarah Marie Lague, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Hendersonville, North Carolina.
Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Sarah has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sarah Marie Lague
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Freedom Travels; Not Investment Related; 438 Pisgah Forest Drive, Pisgah Forest NC 28768; Travel Agency created to assist JBF with the organization and implementation of company retreats and travel; Owner/Agent; 8/4/2023; 3hrs/Mo; 3hrs/Mo during Security Trading Hours. I research travel accommodations, gather traveler information, book reservations, and facilitate payment of reservations. 2) Life Insurance; Yes Investment Related; 735 5th Avenue West, Hendersonville NC 28739; Provide wealth management advice as well as recommendations for appropriate life insurance products for J. Biance Financial clients only; Wealth Management Advisor; 12/4/2023; 10hrs/Mo; 10hrs/Mo during Security Trading Hours; Meet with clients on an as-needed basis to provide financial planning and insurance recommendations.
CRS (Client Relationship Summary) - RIA
Click below to view Sarah Marie Dupree's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 29, 2023 - Present
AE WEALTH MANAGEMENT, LLC
Office #1: 80 Peachtree Rd Ste 220, Hendersonville, NC 28803Office #2: 735 5th Avenue West, Hendersonville, NC 28739Office #3: 211 Randall Street, Greer, SC 29651Office #4: 545 S Pine Street, Sebring, FL 33870Office #5: 1301 Riverplace Blvd Ste 2420, Jacksonville, FL 32207RIA
CRD#: 282580
Hendersonville, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(9/14/2023)
IAR
North Carolina(8/29/2023)
IAR
South Carolina(8/29/2023)
Current Firm
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AE WEALTH MANAGEMENT, LLC
CRD#: 282580Hendersonville, NC 28803TRUST BUT VERIFY
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