EB
Emil J. Brost
MADISON AVENUE SECURITIES
Greenville, SC 29615
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CRD#: 7803280
EB
Professional summary
Emil J Brost Jr., who also goes by Emil Brost, Jay Brost Jr., Jay Brost, is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Greenville, South Carolina.
Emil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Emil has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Emil Brost | Jay Brost Jr. | Jay Brost
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Name: Phillip Allen Inc.; Address: 158 Milestone Way, Greenville, SC 29615; Investment Related: Yes; Position: Executive VP & COO; Duties: Lead of all teams - Sales, Marketing, and Operations; Hours Per Week: 50 Hours; Start Date: 10/1/2024; 2.) Name: Advisors Excel; Address: 2950 SW McClure, Topeka KS 66614; Investment Related: No; Position: Passive Investor; Duties: Passive Investor only; Hours Per Week: None; Start Date: 07/2018; 3.) Name: Common Sense Retirement Planning; Investment Related: No; Address: 158 Milestone Way, Greenville, SC 29615; Nature of the Business: Radio Show - generates investor leads; Position: Radio Show Host; Hours Per Week: 3 Hours; Start Date: 1/15/2025; 4.) Name: Advisors Excel; Investment Related: Yes; Address: 2950 SW McClure, Topeka KS 66614; Nature of the Business: Insurance Sales; Positions: Insurance Sales; Hours Per Week: 40 Hours; Start Date: 8/15/2025 Insurance License - Active - South Carolina
CRS (Client Relationship Summary) - RIA
Click below to view Emil J Brost Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 3, 2024 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 158 Milestone Way, Greenville, SC 29615RIA
BD
CRD#: 23224
Greenville, SC
Past
December 18, 2023 - October 7, 2024
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
Topeka, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Carolina(10/3/2024)
Current Firm
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MADISON AVENUE SECURITIES, LLC
CRD#: 23224Greenville, SC 29615TRUST BUT VERIFY
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