Shane H. Spence

SCHWAB WEALTH ADVISORY

Orlando, FL 32810

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CRD#: 7802657

Professional summary

Shane Horatio Spence, who also goes by Shane Horatio Spence, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Orlando, Florida and CHARLES SCHWAB & CO., INC. located in Orlando, Florida.

Shane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Shane has worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shane Horatio Spence

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Name: LifeWealth Investments, LLC dba The LifeWealth Group; Address: 270 W Plant St Suite 240, Winter Garden, FL 34787; Investment Related: Yes; Position: Insurance Agent: Duties: Sale of insurance annuities and products.; Hours Per Week: 40 Hours; Start Date: 7/22/2024. 2.) Madison Avenue Securities; 13500 Evening Creek Drive N Suite 555, San Diego CA 92128; Yes, Investment Related; Broker Dealer; Registered Representative; Start Date 07/2024; Approx.160 hours a month; Approx. 160 during trading; Securities Sales and Services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Horatio Spence's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 17, 2025 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 1991 Summit Park Drive, Orlando, FL 32810

RIA

CRD#: 159035

Orlando, FL

Current

October 15, 2025 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 1991 Summit Park Drive, Orlando, FL 32810

RIA

CRD#: 5393

Orlando, FL

Past

December 16, 2024 - September 12, 2025

THE LIFE WEALTH GROUP

RIA

CRD#: 332978

WINTER GARDEN, FL

Past

August 12, 2024 - May 1, 2025

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Winter Garden, FL

Past

July 22, 2024 - September 11, 2025

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

Winter Garden, FL

Past

June 17, 2024 - June 21, 2024

EQUITABLE ADVISORS, LLC

CRD#: 6627

ORLANDO, FL

Past

September 8, 2023 - January 3, 2024

EARNED WEALTH

RIA

CRD#: 316933

Champions Gate, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/15/2025)

IAR

Florida
(10/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/17/2024

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/8/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/26/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/15/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/15/2023

Securities Industry Essentials Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shane H. Spence

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Horatio Spence's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

THE LIFE WEALTH GROUP

AE WEALTH MANAGEMENT, LLC

MADISON AVENUE SECURITIES, LLC

EQUITABLE ADVISORS, LLC

EARNED WEALTH

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/17/2024

Series 65

Date: 7/8/2023

Series 63

Date: 6/26/2023

Series 7TO

Date: 6/15/2024

SIE

Date: 6/15/2023

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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