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Darren James Gross

CRD# 7802294·Registered 2023 - 2025
Previously Registered: Being a previously registered professional could mean that Darren is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Darren James Gross was a registered financial advisor. Darren was a previously registered financial professional and started their career in finance 2023 - 2025. Darren had worked at 1 firm and has passed the Series 14 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

PETERS & CO. EQUITIES INC.·CRD# 38165
BD
Calgary, Ab
October 26, 2023 - July 15, 2025

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Current Firm

P&
PETERS & CO. EQUITIES INC.

PETERS & CO. EQUITIES INC.

CRD#: 38165 / SEC#: 8-48219
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

2300 Jamieson Place 308 Fourth Avenue Sw, Calgary, Ab, T2P 0H7

Mailing Address

2300 Jamieson Place 308 Fourth Avenue Sw, Calgary, Ab, T2P 0H7

Phone Number

(403) 261-4850

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Small

FINRA licenses (33 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PETERS & CO. LIMITEDPARENT COMPANY—
DRISCOLL, ANN MARLENECHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER5930722
HARRIS, DEVON BRENDONPRINCIPAL OPERATIONS OFFICER6540266
MARCOTTE, BRADLEY WILLIAMMANAGING DIRECTOR, INSTITUTIONAL SALES6579235
MARTIN, JEFFREY JOHN MR.EXECUTIVE VICE PRESIDENT AND MANAGING DIRECTOR4795286
OLIVER, STEPHENCHIEF COMPLIANCE OFFICER8061893
PLEWES, CAMERON EVANPRESIDENT5853073
POTTER, CHRISTOPHER STEPHEN MR.CHAIRMAN AND CHIEF EXECUTIVE OFFICER4730261
REARDON, TYLER JAMESMANAGING DIRECTOR, RESEARCH5620339
SCOTT, ROBIN STUARTMANAGING DIRECTOR, TRADING4058331

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 14 — Compliance Officer Examination

Passed Oct 2023About the Series 14 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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