Nicholas C. Coke
Professional summary
Nicholas C Coke, who also goes by Nicholas C Coke, is a registered financial advisor currently at TITAN located in Parkland, Florida and TITAN GLOBAL TECHNOLOGIES LLC located in New York, New York.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Nicholas has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas C Coke's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 12, 2025 - Present
TITAN
February 12, 2025 - Present
TITAN GLOBAL TECHNOLOGIES LLC
Office #1: 508 Laguardia Pl Fl 3, New York, NY 10012June 6, 2024 - February 7, 2025
MORGAN STANLEY
April 30, 2024 - February 7, 2025
MORGAN STANLEY
Primary Firm SEC Registration
TITAN
CRD#: 290111 / SEC#: 801-112142
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 4/30/2024
General Securities Representative ExaminationFINRA
Current Firm
TITAN
CRD#: 290111 / SEC#: 801-112142
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,387 |
| AUM (Assets Under Management) | $ 1,117,366,876 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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