Henry Webb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Webb, who also goes by Henry Leland Marquis Webb, was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 2023. Henry had worked at 2 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2025 - June 1, 2026
PENNY LANE WEALTH MANAGEMENT, LLC
April 23, 2024 - September 17, 2025
EQUITABLE ADVISORS, LLC
October 23, 2023 - September 17, 2025
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/21/2023
General Securities Representative ExaminationCurrent Firm
PENNY LANE WEALTH MANAGEMENT, LLC
CRD#: 318918 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 40 |
| AUM (Assets Under Management) | $ 18,896,134 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
