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Nathan Stanley Mayer

SPG ADVISORS
KIRKLAND, WA
·CRD# 7801434·3 years experience

Professional Summary

Nathan Stanley Mayer, who also goes by Nathan Stanley Mayer, Nathan Mayer, is a registered financial advisor currently at SPG ADVISORS LLC located in Kirkland, Washington. Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Nathan has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nathan Stanley Mayer, Nathan Mayer

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

SPG ADVISORS LLC·CRD# 284496
RIA
11411 Ne 124th St Suite 255, Kirkland, WA 98034
November 19, 2025 - Present
HARBOUR INVESTMENTS, INC.·CRD# 19258
RIA
Edmonds, WA
July 24, 2025 - October 15, 2025
HARBOUR INVESTMENTS, INC.·CRD# 19258
BD
Edmonds, WA
July 24, 2025 - October 15, 2025
EQUITABLE ADVISORS, LLC·CRD# 6627
RIA
Bellevue, WA
October 19, 2023 - July 8, 2025
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
Bellevue, WA
September 21, 2023 - July 8, 2025

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Current Firm

SA
SPG ADVISORS LLC

SPG ADVISORS LLC

CRD#: 284496 / SEC#: 801-118756
RIA
Registered Investment Advisory firm - SEC (5/15/2020 Approved)
Idaho
Registered Investment Advisory firm - Idaho (6/1/2020 Terminated)
Texas
Registered Investment Advisory firm - Texas (6/1/2020 Terminated)
Washington
Registered Investment Advisory firm - Washington (11/18/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

11411 Ne 124th St Suite 255, Kirkland, WA 98034

Phone Number

(425) 821-9442

# of Employees

9

SEC notice filing (8 States and Territories)

Registered to provide investment advisory services in 8 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SPG - FORM ADV 2A BROCHURE (9/8/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,366

AUM (Assets Under Management)

$535,426,153

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Sound Planning Group, Inc; Insurance Agent; less than 5% of his time; 2) Uber Eats/Grubhub, Delivery Driver, approx 40 hrs mo, $6,600 annual comp

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SPG ADVISORS LLC

SPG ADVISORS LLC

CRD#: 284496 / SEC#: 801-118756
RIA
Registered Investment Advisory firm - SEC (5/15/2020 Approved)
Idaho
Registered Investment Advisory firm - Idaho (6/1/2020 Terminated)
Texas
Registered Investment Advisory firm - Texas (6/1/2020 Terminated)
Washington
Registered Investment Advisory firm - Washington (11/18/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Washington
(11/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2023About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Sep 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2023About the SIE exam

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CRS (Client Relationship Summary) - RIA

Click below to view Nathan Stanley Mayer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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