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CK

Constantine V. Konstantinidis

SPIDERROCK EXS
New York, NY 10038
Some features on this profile are disabled
CRD#: 7800873
CK

Professional summary


Constantine Vosnos Konstantinidis, who also goes by Dino Konstantinidis, is a registered financial professional currently at SPIDERROCK EXS, LLC located in New York, New York.

Constantine is registered as a RR (Registered Representative) and started their career in finance in 2023. Constantine has worked at 2 firms and has passed the Series 63, Series 57TO, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Dino Konstantinidis

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Constantine Vosnos Konstantinidis's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 21, 2025 - Present

SPIDERROCK EXS, LLC

Office #1: 200 Broadway 3rd floor (industrious), New York, NY, 10038
BD
CRD#: 148743
New York, NY
Past

October 25, 2023 - January 27, 2025

SUSQUEHANNA FINANCIAL GROUP, LLLP

BD
CRD#: 35865
BALA CYNWYD, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/21/2025)
RR
Colorado
(2/21/2025)
RR
Connecticut
(2/21/2025)
RR
Delaware
(2/21/2025)
RR
District of Columbia
(2/21/2025)
RR
Florida
(2/21/2025)
RR
Georgia
(2/21/2025)
RR
Illinois
(2/21/2025)
RR
Iowa
(2/21/2025)
RR
Maryland
(2/21/2025)
RR
Massachusetts
(2/21/2025)
RR
Minnesota
(2/21/2025)
RR
Nevada
(2/21/2025)
RR
New Jersey
(2/21/2025)
RR
New York
(2/21/2025)
RR
North Carolina
(2/21/2025)
RR
Ohio
(2/24/2025)
RR
Pennsylvania
(2/21/2025)
RR
Texas
(2/21/2025)
RR
Virginia
(2/21/2025)
RR
West Virginia
(2/21/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 11/22/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 4/2/2025
Securities Trader Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/24/2023
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


SE
SPIDERROCK EXS, LLC
SPIDERROCK EXS, LLC

CRD#: 148743 / SEC#: , 8-68062

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
300 S. Riverside Plaza Suite 2350, Chicago, IL 60606
Mailing Address
300 S. Riverside Plaza Suite 2350, Chicago, IL 60606
Phone number
(312) 256-9605
Established
Illinois since 07/30/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (23 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
SPIDERROCK TECHNOLOGY SOLUTIONS, LLCHOLDING COMPANY
JONES, KARL JOSEPHCHIEF COMPLIANCE OFFICER, AML OFFICER, POO4572443
MORTON, CHARMAINE DONNACFO, FINOP, PFO5874879
PAPA, GEORGE ORSONCEO2595217
RASCHKE, ERIK EDWARDROP4485577

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SPIDERROCK EXS, LLC

CRD#: 148743New York, NY 10038

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