Kristopher S. Keach

GABELLI FUNDS

Reno, NV 89501

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CRD#: 7800800

Professional summary

Kristopher Steven Keach, who also goes by Kris Keach, is a registered financial advisor currently at GABELLI FUNDS, LLC located in Reno, Nevada and G.DISTRIBUTORS, LLC located in Rye, New York.

Kristopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Kristopher has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kris Keach

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristopher Steven Keach's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 6, 2025 - Present

GABELLI FUNDS, LLC

Office #1: 165 West Liberty Street, Reno, NV 89501

RIA

CRD#: 104949

Reno, NV

Current

February 27, 2025 - Present

G.DISTRIBUTORS, LLC

Office #1: One Corporate Center, Rye, NY 10580-1435

CRD#: 155071

Rye, NY

Past

August 28, 2023 - September 6, 2024

CARDINAL CAPITAL MANAGEMENT, INC.

RIA

CRD#: 124729

Agoura Hills, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GABELLI FUNDS, LLC

CRD#: 104949 / SEC#: 801-37706

RIA

Registered Investment Advisory firm - (11/16/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/15/2025)

IAR

New York
(5/6/2025)

New York
(5/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/28/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/22/2023

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/27/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/21/2024

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

GABELLI FUNDS, LLC

CRD#: 104949 / SEC#: 801-37706

RIA

Registered Investment Advisory firm - (11/16/1990 Approved)

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Contact information

Main Address

One Corporate Center, Rye, NY 10580-1422

Mailing Address

Phone number

(914) 921-5000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

GABELLI FUNDS, LLC - BROCHURE (6/6/2025)

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 21,954,257,048

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kristopher S. Keach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristopher Steven Keach's CRS (Customer Relationship Summary).

Certified licenses

Experience

G.DISTRIBUTORS, LLC

CARDINAL CAPITAL MANAGEMENT, INC.

Primary Firm SEC Registration

GABELLI FUNDS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/28/2025

Series 65

Date: 6/22/2023

Series 7TO

Date: 2/27/2025

SIE

Date: 11/21/2024

FINRA

Current Firm

GABELLI FUNDS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GABELLI FUNDS, LLC

TRUST BUT VERIFY

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