Dane C. Young

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

Carmel, IN 46032

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CRD#: 7800766

Professional summary

Dane Christopher Young, who also goes by Dane Young, is a registered financial advisor currently at SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC located in Carmel, Indiana.

Dane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Dane has worked at 1 firm and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dane Young

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dane Christopher Young's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 12, 2025 - Present

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

Office #1: 111 Congressional Blvd., Suite 100, Carmel, IN 46032

RIA

CRD#: 288623

Carmel, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

CRD#: 288623 / SEC#: 801-112009

RIA

Registered Investment Advisory firm - (11/14/2017 Approved)

Ohio

Registered Investment Advisory firm - (10/12/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(7/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/12/2025

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 7/6/2024

Securities Industry Essentials Examination

Current Firm

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

CRD#: 288623 / SEC#: 801-112009

RIA

Registered Investment Advisory firm - (11/14/2017 Approved)

Ohio

Registered Investment Advisory firm - (10/12/2021 Terminated)

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Contact information

Main Address

111 Congressional Blvd., Suite 100, Carmel, IN 46032

Mailing Address

Phone number

(317) 975-5033

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC ADV PART 2A (2/18/2025)

SHEPHERD FINANCIAL INVESTMENT ADVISORY WRAP BROCHURE (2/18/2025)

SHEPHERD FINANCIAL ADVISORY PLAN PARTICIPANT BROCHURE (2/18/2025)

Regulatory assets under management

Total Number of Accounts	2,231
AUM (Assets Under Management)	$ 4,946,760,100

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dane C. Young

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dane Christopher Young's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

Primary Firm SEC Registration

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/12/2025

SIE

Date: 7/6/2024

Current Firm

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

TRUST BUT VERIFY

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