GA
George S. Abiassi
WATERLOO CAPITAL
HOUSTON, TX 77057
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CRD#: 7800080
GA
Professional summary
George Stanley Abiassi is a registered financial advisor currently at WATERLOO CAPITAL located in Houston, Texas and PICKWICK CAPITAL PARTNERS, LLC located in White Plains, New York.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. George has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) MARKET STREET CAPITAL- NATURE: CONSULTING SERVICES - WEBSITE: WWW.MARKETSTREETCP.COM - ROLE: PRINCIPAL OF THE COMPANY AND HAVE MANAGEMENT OVERSIGHT - HRS DEVOTED TO THIS ACTIVITY: 40 HRSWK. (2) MARKET STREET VENTURES LLC - NATURE: FORMED FOR A FUTURE PURPOSE YET TO BE DETERMINED - WEBSITE: NONE - ROLE: MINORITY SHARE HOLDER, NO TITLE OR INVOLVEMENT - HRS DEVOTED TO THIS ACTIVITY DURING THE FIRM'S BUSINESS HRS: 0 CURRENTLY. (3) MARKET STREET HEALTH PARTNERS I LLC - NATURE: INDEPENDENT SPONSOR (FUNDLESS) FOR THE ACQUISITION OF DIAGNOSTIC LABORATORIES - WEBSITE: HTTPS://WWW.MARKETSTREETHP.COM/TEAM - ROLE: PARTNER INVOLVED IN THE ACTIVITIES OF THE FIRM THAT WAS STARTED 8/25/2022, NATURE OF THE INVOLVEMENT IS VETTING POTENTIAL TRANSACTIONS/WORKING WITH CAPITAL PARTNERS - HRS DEVOTED TO THIS ACTIVITY DURING THE FIRM'S BUSINESS HRS: 5-10 HRS A WEEK, AS NECESSARY. (4) WATERLOO CAPITAL, LLC, 2700 VIA FORTUNA, #100, AUSTIN, TEXAS 78746 - NATURE: REGISTERED INVESTMENT ADVISOR; RIA - WEBSITE: HTTPS://WWW.WATERLOOCAP.COM - ROLE: INVESTMENT ADVISOR REPRESENTATIVE; IAR - HRS DEVOTED TO THIS ACTIVITY DURING THE FIRM'S BUSINESS HRS: 3 HRS PER WEEK. (5) PICKWICK CAPITAL PARTNERS, LLC WHITE PLAINS, NY BROKER DEALER MANAGING DIRECTOR 08/2023 INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view George Stanley Abiassi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 15, 2024 - Present
WATERLOO CAPITAL
Office #1: 5718 Westheimer Road Suite 100, Houston, TX 77057RIA
CRD#: 133705
HOUSTON, TX
Current
October 20, 2023 - Present
PICKWICK CAPITAL PARTNERS, LLC
Office #1: 445 Hamilton Avenue Suite 1102, White Plains, NY 10601BD
CRD#: 130672
White Plains, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WATERLOO CAPITAL
AMG WEALTH ADVISORS | WATERLOO CAPITAL, L.P. | WATERLOO CAPITAL MANAGEMENT | WATERLOO CAPITAL | VIRTUS PRIVATE WEALTH MANAGEMENT | TEAM PRIVATE WEALTH MANAGEMENT, LLC | STRATEGIC CAPITAL | PLANNINGWORKS, INC. | MARKET STREET CAPITAL | LIGHTHOUSE FINANCIAL ADVISORS LLC | LIGHTHOUSE FINANCIAL | LIBERTY PARK | IRONCLAD STRATEGIES | HAP NIELSEN INVESTMENTS | ELEMENT RETIREMENT & INVESTMENT CONSULTANTS, LLC | EBERLY WEALTH MANAGEMENT
CRD#: 133705 / SEC#: 801-63975
RIA
Registered Investment Advisory firm - (3/11/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(11/29/2023)
RR
Texas(11/28/2023)
IAR
Texas(8/15/2024)
RR
Virginia(11/29/2023)
RR
Wyoming(2/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/18/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WATERLOO CAPITAL
AMG WEALTH ADVISORS | WATERLOO CAPITAL, L.P. | WATERLOO CAPITAL MANAGEMENT | WATERLOO CAPITAL | VIRTUS PRIVATE WEALTH MANAGEMENT | TEAM PRIVATE WEALTH MANAGEMENT, LLC | STRATEGIC CAPITAL | PLANNINGWORKS, INC. | MARKET STREET CAPITAL | LIGHTHOUSE FINANCIAL ADVISORS LLC | LIGHTHOUSE FINANCIAL | LIBERTY PARK | IRONCLAD STRATEGIES | HAP NIELSEN INVESTMENTS | ELEMENT RETIREMENT & INVESTMENT CONSULTANTS, LLC | EBERLY WEALTH MANAGEMENT
CRD#: 133705 / SEC#: 801-63975
RIA
Registered Investment Advisory firm - (3/11/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2801 Via Fortuna Suite 250, Austin, TX 78746
Mailing Address
Phone number
(512) 777-5900
Established
Firm type
Fiscal year end
# of Employees
54
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,775 |
| AUM (Assets Under Management) | $ 1,686,618,820 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
