CP
Catherine H. Pollard
COBALT CAPITAL
LAKE MARY, FL 32746
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CRD#: 7799639
CP
Professional summary
Catherine Hogan Pollard is a registered financial professional currently at COBALT CAPITAL, INC. located in Lake Mary, Florida.
Catherine is registered as a RR (Registered Representative) and started their career in finance in 2023. Catherine has worked at 1 firm and has passed the Series 63, Series 22TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Catherine Hogan Pollard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 5, 2023 - Present
COBALT CAPITAL, INC.
Office #1: 801 International Parkway Suite 500 Pmb #5242, Lake Mary, FL 32746BD
CRD#: 136161
LAKE MARY, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/5/2023)
RR
Alaska(10/5/2023)
RR
Arizona(10/5/2023)
RR
Arkansas(10/5/2023)
RR
California(10/5/2023)
RR
Colorado(10/5/2023)
RR
Connecticut(10/5/2023)
RR
Delaware(10/5/2023)
RR
District of Columbia(10/5/2023)
RR
Florida(10/5/2023)
RR
Georgia(10/5/2023)
RR
Hawaii(10/5/2023)
RR
Idaho(10/5/2023)
RR
Illinois(10/5/2023)
RR
Indiana(10/5/2023)
RR
Iowa(10/5/2023)
RR
Kansas(10/5/2023)
RR
Kentucky(10/5/2023)
RR
Louisiana(10/5/2023)
RR
Maine(10/5/2023)
RR
Maryland(10/5/2023)
RR
Massachusetts(10/5/2023)
RR
Michigan(10/5/2023)
RR
Minnesota(10/5/2023)
RR
Mississippi(10/5/2023)
RR
Missouri(10/5/2023)
RR
Montana(10/5/2023)
RR
Nebraska(10/5/2023)
RR
Nevada(10/5/2023)
RR
New Hampshire(10/5/2023)
RR
New Jersey(10/5/2023)
RR
New Mexico(10/5/2023)
RR
New York(10/5/2023)
RR
North Carolina(10/5/2023)
RR
North Dakota(10/5/2023)
RR
Ohio(10/6/2023)
RR
Oklahoma(10/5/2023)
RR
Oregon(10/5/2023)
RR
Pennsylvania(10/5/2023)
RR
Rhode Island(10/5/2023)
RR
South Carolina(10/5/2023)
RR
South Dakota(10/5/2023)
RR
Tennessee(10/5/2023)
RR
Texas(10/5/2023)
RR
Utah(10/5/2023)
RR
Vermont(10/5/2023)
RR
Virginia(10/5/2023)
RR
Washington(10/5/2023)
RR
West Virginia(10/5/2023)
RR
Wisconsin(10/5/2023)
RR
Wyoming(10/5/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 10/5/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CC
COBALT CAPITAL, INC.
COBALT CAPITAL, INC.
CRD#: 136161 / SEC#: , 8-66979
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
801 International Parkway Suite 500 Pmb #5242, Lake Mary, FL 32746
Mailing Address
801 International Parkway Suite 500 Pmb #5242, Lake Mary, FL 32746
Phone number
(407) 649-3150
Established
Florida since 03/18/2005
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COBALT CAPITAL, INC.
CRD#: 136161Lake Mary, FL 32746TRUST BUT VERIFY
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