MH
Mark J. Higgins
INDEX FUND ADVISORS
Portland, OR
Some features on this profile are disabled
CRD#: 7798866
MH
Professional summary
Mark James Higgins is a registered financial advisor currently at INDEX FUND ADVISORS, INC. located in Portland, Oregon.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Mark has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Enlightened Investor, LLC. The Enlightened Investor LLC owns the copyright to the book, Investing in U.S. Financial History: Understanding the Past to Forecast the Future. All revenue and expenses from book sales pass through this entity.
CRS (Client Relationship Summary) - RIA
Click below to view Mark James Higgins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 21, 2023 - Present
INDEX FUND ADVISORS, INC.
RIA
CRD#: 109143
Portland, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INDEX FUND ADVISORS, INC.
IFA PUBLISHING, INC. | INVESTING FOR CATHOLICS | INDEXFUNDS.COM | INDEX FUNDS, INC. | INDEX FUNDS ADVISORS, INC. | INDEX FUND ADVISORS, INC.
CRD#: 109143 / SEC#: 801-57978
RIA
Registered Investment Advisory firm - (9/28/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/21/2023)
IAR
Louisiana(8/21/2023)
IAR
Oregon(8/21/2023)
IAR
Texas(8/21/2023)
Exams
Current Firm
IF
INDEX FUND ADVISORS, INC.
IFA PUBLISHING, INC. | INVESTING FOR CATHOLICS | INDEXFUNDS.COM | INDEX FUNDS, INC. | INDEX FUNDS ADVISORS, INC. | INDEX FUND ADVISORS, INC.
CRD#: 109143 / SEC#: 801-57978
RIA
Registered Investment Advisory firm - (9/28/2000 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
19200 Von Karman Ave Suite 150, Irvine, CA 92612-6566
Mailing Address
Phone number
(949) 502-0050
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,146 |
| AUM (Assets Under Management) | $ 5,329,171,931 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
