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Luis Ignacio Corona

CG COMPASS (USA)
Miami, FL
·CRD# 7798483·3 years experience

Professional Summary

Luis Ignacio Corona is a registered financial advisor currently at CG COMPASS (USA) LLC located in Miami, Florida. Luis is registered as a RR (Registered Representative) and started their career in finance in 2024. Luis has worked at 1 firm and has passed the Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

CG COMPASS (USA) LLC·CRD# 129837
BD
1441 Brickell Avenue Suite 1430, Miami, FL 33131
August 6, 2024 - Present

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Current Firm

CC
CG COMPASS (USA) LLC

CG COMPASS (USA) LLC

CRD#: 129837 / SEC#: 8-66263
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

590 Madison Ave 33rd Floor, New York, NY 10022

Mailing Address

590 Madison Ave 33rd Floor, New York, NY 10022

Phone Number

(212) 355-7630

Established

Delaware since 10/01/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (18 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
COMPASS GROUP HOLDINGS INC.OWNER—
ALVAREZ, ENRIQUEFINOP4622342
ALVIZUA, PEDRO GERARDOCHIEF COMPLIANCE OFFICER6441839
ROJAS PROVENZALI, HECTOR ARTUROCEO & EXECUTIVE REPRESENTATIVE6290965

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Aug 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2023About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Luis Ignacio Corona's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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