Timothy O. Carroll
Professional summary
Timothy Okane Carroll, who also goes by Timothy O'kane Carroll, is a registered financial professional currently at ELMCORE SECURITIES LLC located in Chicago, Illinois.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 2023. Timothy has worked at 2 firms and has passed the Series 63, Series 79TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Okane Carroll's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2024 - Present
ELMCORE SECURITIES LLC
Office #1: 500 W Madison Street, Suite 1000, Chicago, IL 60661October 11, 2023 - May 6, 2024
ATREYU TRADING
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/15/2024)
Exams
Series 79TO
Date: 5/16/2025
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 9/22/2023
General Securities Representative ExaminationFINRA
Current Firm
ELMCORE SECURITIES LLC
CRD#: 158922 / SEC#: , 8-68946
Contact information
FINRA licenses (7 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ELMCORE GROUP INC. | MEMBER | |
| DANCIU, FELIX GAVRIL | EXECUTIVE REPRESENTATIVE, CHIEF EXECUTIVE OFFICER, MANAGER | 4463642 |
| SCHMIDT, KIMBERLY C | FINOP & PRINCIPAL FINANCIAL OFFICER | 4551566 |
| SCHMIDT, KIMBERLY C | CHIEF COMPLIANCE OFFICER | 4551566 |
| SCHMIDT, KIMBERLY C | CHIEF OPERATING OFFICER & PRINCIPAL OPERATIONS OFFICER | 4551566 |
Red Flags
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