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BF

Brian T. Faust

Some features on this profile are disabled
CRD#: 7797370
BF

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brian Thomas Faust Mr. was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 2023. Brian had worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 28, 2023 - January 31, 2024

EUBEL BRADY & SUTTMAN

RIA
CRD#: 107316
DAYTON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EB
EUBEL BRADY & SUTTMAN
EBS ASSET MANAGEMENT | EUBEL BRADY & SUTTMAN INVESTMENT + WEALTH MANAGEMENT | EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC | EUBEL BRADY & SUTTMAN

CRD#: 107316 / SEC#: 801-44694

RIA
Registered Investment Advisory firm - (9/9/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 9/20/2023
Uniform Investment Adviser Law Examination

Current Firm

EB
EUBEL BRADY & SUTTMAN
EBS ASSET MANAGEMENT | EUBEL BRADY & SUTTMAN INVESTMENT + WEALTH MANAGEMENT | EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC | EUBEL BRADY & SUTTMAN

CRD#: 107316 / SEC#: 801-44694

RIA
Registered Investment Advisory firm - (9/9/1993 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
10100 Innovation Drive Suite 410, Miamisburg, OH 45342
Mailing Address
Phone number
(937) 291-1223
Established
Firm type
Fiscal year end
# of Employees
36

SEC notice filing (21 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EUBEL BRADY & SUTTMAN ASSET MANAGEMENT, INC. (3/28/2025)

Regulatory assets under management

Total Number of Accounts1,822
AUM (Assets Under Management)$ 1,825,533,881

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/24/2025
Cover Page
Report
03/13/2025
Cover Page
Report
01/25/2024
Cover Page
Report
12/06/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EUBEL BRADY & SUTTMAN

CRD#: 107316

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