TS

Tedd R. Shimp

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CRD#: 7795048
TS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Tedd Raymond Shimp was a registered financial professional .

Tedd is a previously registered financial professional and started their career in finance in 2023. Tedd had worked at 1 firm .

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 8, 2023 - August 21, 2024

11 FINANCIAL

RIA
CRD#: 174569
Round Rock, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


Current Firm


11 FINANCIAL
11 FINANCIAL
11 FINANCIAL | WHATS A ROLLOVER | PHYSICIAN FINANCIAL PLANNING | NO SWEAT RETIREMENT | KOVAR WEALTH MANAGEMENT | KOVAR CAPITAL MANAGEMENT LLC | KOVAR CAPITAL | K-WM LLC | HOW TO RETIRE IN TEXAS | FINANCE STRATEGIES

CRD#: 174569 / SEC#: 801-129130

RIA
Registered Investment Advisory firm - (7/1/2025 Terminated)
Alabama
Registered Investment Advisory firm - (5/7/2025 Approved)
Florida
Registered Investment Advisory firm - (6/26/2025 Approved)
Louisiana
Registered Investment Advisory firm - (1/28/2025 Approved)
Texas
Registered Investment Advisory firm - (2/11/2025 Approved)
Virginia
Registered Investment Advisory firm - (7/1/2025 Approved)
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Contact information


Main Address
504 S First St., Lufkin, TX 75901
Mailing Address
Phone number
(936) 899-5629
Established
Firm type
Fiscal year end
# of Employees
6

Regulatory assets under management


Total Number of Accounts175
AUM (Assets Under Management)$ 24,014,190

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


11 FINANCIAL

11 FINANCIAL

CRD#: 174569

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