BB
Bethany Brandt
FIRST COMMAND ADVISORY SERVICES
Albuquerque, NM 87112
Some features on this profile are disabled
CRD#: 7794888
BB
Professional summary
Bethany Brandt, who also goes by Bethany Noel Ellis, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Albuquerque, New Mexico and FIRST COMMAND BROKERAGE SERVICES, INC. located in Albuquerque, New Mexico.
Bethany is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Bethany has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bethany Noel Ellis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name of the other business: Independent Actor ; Whether the business is investment-related: No ; Address of the other business: 10438 Tuscany Court NW, Albuquerque, New Mexico 87114 ; Nature of the other business: Other OBA ; Your position, title, or relationship with the other business: Actor ; The start date of your relationship: 5/1/2017 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: Portraying characters based on written works approved by SAG-AFTRA. I work for hire on a gig by gig basis. (2) Name of the other business: School of Rock ; Whether the business is investment-related: No ; Address of the other business: 6409 Candelaria Rd NE, Albuquerque, NM 87110 ; Nature of the other business: Employment ; Your position, title, or relationship with the other business: Music Instructor ; The start date of your relationship: 2/12/2022 ; The approximate number of hours/month you devote to the other business: 11 to 20 ; The number of hours you devote to the other business during securities trading hours: 6 to 10 ; Briefly describe your duties relating to the other business: Employee instructing students of all ages in vocals and piano.
CRS (Client Relationship Summary) - RIA
Click below to view Bethany Brandt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 14, 2023 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 2901 Juan Tabo Blvd Ne Suite 201, Albuquerque, NM 87112RIA
CRD#: 281958
Albuquerque, NM
Current
September 26, 2023 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 2901 Juan Tabo Blvd Ne Suite 201, Albuquerque, NM 87112BD
CRD#: 3641
Albuquerque, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/13/2025)
RR
Florida(1/31/2024)
RR
Missouri(11/7/2024)
RR
New Mexico(11/9/2023)
IAR
New Mexico(11/14/2023)
RR
Washington(11/7/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 9/26/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958Albuquerque, NM 87112TRUST BUT VERIFY
Monitor Bethany Brandt
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
