Christopher B. Stephenson

DCA FAMILY OFFICE

Roseville, CA 95661

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CRD#: 7794574

Professional summary

Christopher Bruce Stephenson is a registered financial advisor currently at DCA FAMILY OFFICE, LLC located in Roseville, California.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Christopher has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Harvest Land Management Investment Related: No Address: 420 Tedworth Square, London, United Kingdon SW3 4DY Nature: Land Investment Title: Director Start: 06/2021 Number of Hours per Month: 4 Hours During Trading Hours: 0 Description: Advisory to land development and construction process Speed Queen Laundromat Investment Related: Yes Address: P.O. Box 990, Shepard Street, Ripon WI 54971 Nature: Private laundromat services franchise Title: Investor Start: 04/2024 Number of Hours per Month: 5 Hours During Trading Hours: 0 Description: Advisor to franchise investment considerations regarding operations and geographic locations

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Bruce Stephenson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 14, 2023 - Present

DCA FAMILY OFFICE, LLC

Office #1: 3721 Douglas Blvd Suite 350, Roseville, CA 95661

RIA

CRD#: 322047

Roseville, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DCA FAMILY OFFICE, LLC

DCA FAMILY OFFICE, LLC | DCA PRIVATE MARKETS

CRD#: 322047 / SEC#: 801-128127

RIA

Registered Investment Advisory firm - (6/8/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/25/2023

Uniform Investment Adviser Law Examination

Current Firm

DCA FAMILY OFFICE, LLC

DCA FAMILY OFFICE, LLC | DCA PRIVATE MARKETS

CRD#: 322047 / SEC#: 801-128127

RIA

Registered Investment Advisory firm - (6/8/2023 Approved)

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Contact information

Main Address

3721 Douglas Blvd Suite 350, Roseville, CA 95661

Mailing Address

Phone number

(916) 960-5357

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - DCA FAMILY OFFICE, LLC (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 161,651,521

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher B. Stephenson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Bruce Stephenson's CRS (Customer Relationship Summary).

Certified licenses

Experience

DCA FAMILY OFFICE, LLC

Primary Firm SEC Registration

DCA FAMILY OFFICE, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/25/2023

Current Firm

DCA FAMILY OFFICE, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DCA FAMILY OFFICE, LLC

TRUST BUT VERIFY

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