Samuel D Derse
Professional Summary
Samuel D Derse, who also goes by Sam Derse, is a registered financial advisor currently at CABIN SECURITIES, INC. located in Beaverton, Oregon. Samuel is registered as a RR (Registered Representative) and started their career in finance in 2023. Samuel has worked at 2 firms and has passed the Series 63, Series 22TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sam Derse
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
3 years in the financial services industry
Current & Past Employments
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Current Firm
ARGUS FINANCIAL SERVICES INC. | CABIN SECURITIES, INC. | ARI FINANCIAL SERVICES, INC.
Contact Information
Main Address
6240 W 135th Street Suite 214, Overland Park, KS 66223Mailing Address
6240 W 135th Street Suite 214, Overland Park, KS 66223Phone Number
(816) 699-1204Established
Missouri since 09/06/2005Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22TO — Direct Participation Programs Representative Examination
Passed Aug 2023About the Series 22TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Samuel D Derse's CRS (Customer Relationship Summary).
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