SD
Samuel D. Derse
CABIN SECURITIES
Beaverton, OR 97202
Some features on this profile are disabled
CRD#: 7793182
SD
Professional summary
Samuel D Derse, who also goes by Sam Derse, is a registered financial professional currently at CABIN SECURITIES, INC. located in Beaverton, Oregon.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 2023. Samuel has worked at 2 firms and has passed the Series 63, Series 22TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Sam Derse
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Samuel D Derse's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 31, 2025 - Present
CABIN SECURITIES, INC.
Office #1: 500 Sw 116th Ave, Beaverton, OR 97202BD
CRD#: 137608
Beaverton, OR
Past
August 15, 2023 - January 31, 2025
JCC CAPITAL MARKETS, LLC
BD
CRD#: 146776
LAGUNA NIGUEL, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/31/2025)
RR
Alaska(1/31/2025)
RR
Arizona(1/31/2025)
RR
Arkansas(1/31/2025)
RR
California(1/31/2025)
RR
Colorado(1/31/2025)
RR
Connecticut(1/31/2025)
RR
Delaware(1/31/2025)
RR
District of Columbia(1/31/2025)
RR
Florida(1/31/2025)
RR
Georgia(1/31/2025)
RR
Hawaii(1/31/2025)
RR
Idaho(1/31/2025)
RR
Illinois(1/31/2025)
RR
Indiana(1/31/2025)
RR
Iowa(1/31/2025)
RR
Kansas(1/31/2025)
RR
Kentucky(1/31/2025)
RR
Louisiana(1/31/2025)
RR
Maine(1/31/2025)
RR
Maryland(1/31/2025)
RR
Massachusetts(1/31/2025)
RR
Michigan(1/31/2025)
RR
Minnesota(1/31/2025)
RR
Mississippi(1/31/2025)
RR
Missouri(1/31/2025)
RR
Montana(1/31/2025)
RR
Nebraska(1/31/2025)
RR
Nevada(1/31/2025)
RR
New Hampshire(1/31/2025)
RR
New Jersey(1/31/2025)
RR
New Mexico(1/31/2025)
RR
New York(1/31/2025)
RR
North Carolina(1/31/2025)
RR
North Dakota(1/31/2025)
RR
Ohio(1/31/2025)
RR
Oklahoma(1/31/2025)
RR
Oregon(1/31/2025)
RR
Pennsylvania(1/31/2025)
RR
Puerto Rico(1/31/2025)
RR
Rhode Island(1/31/2025)
RR
South Carolina(1/31/2025)
RR
South Dakota(1/31/2025)
RR
Tennessee(1/31/2025)
RR
Texas(1/31/2025)
RR
Utah(1/31/2025)
RR
Vermont(1/31/2025)
RR
Virginia(1/31/2025)
RR
Washington(1/31/2025)
RR
West Virginia(1/31/2025)
RR
Wisconsin(1/31/2025)
RR
Wyoming(1/31/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 8/15/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CABIN SECURITIES, INC.
ARGUS FINANCIAL SERVICES INC. | CABIN SECURITIES, INC. | ARI FINANCIAL SERVICES, INC.
CRD#: 137608 / SEC#: , 8-67097
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
6240 W 135th Street Suite 214, Overland Park, KS 66223
Mailing Address
6240 W 135th Street Suite 214, Overland Park, KS 66223
Phone number
(816) 699-1204
Established
Missouri since 09/06/2005
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
