CY
Congzhu Yang
HHL WEALTH ADVISORS
NEW YORK, NY 10017
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CRD#: 7792695
CY
Professional summary
Congzhu Yang is a registered financial advisor currently at HHL WEALTH ADVISORS INC. located in New York, New York.
Congzhu is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Congzhu has worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Congzhu Yang has been a financial associate at HHL Advisors Group (tax and accounting firm) in Queens, New York since January 2024. Congzhu Yang spends approximately 20 hours per week on this activity. Duties: assist with tax preparation for clients.
CRS (Client Relationship Summary) - RIA
Click below to view Congzhu Yang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 27, 2024 - Present
HHL WEALTH ADVISORS INC.
Office #1: 733 3rd Ave Ste 1825, New York, NY 10017RIA
CRD#: 327649
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(9/27/2024)
IAR
Texas(10/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
HW
HHL WEALTH ADVISORS INC.
HHL WEALTH ADVISORS | HHL WEALTH ADVISORS INC.
CRD#: 327649 / SEC#:
New York
Registered Investment Advisory firm - (7/5/2024 Approved)Texas
Registered Investment Advisory firm - (10/9/2024 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
733 3rd Ave Ste 1825, New York, NY 10017
Mailing Address
Phone number
(212) 796-2298
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 151,510 |
Red Flags
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