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Robert Laieta

FLORIDA FINANCIAL ADVISORS
Orlando, FL
·CRD# 7792625·3 years experience

Professional Summary

Robert Laieta, who also goes by Robert T Laieta, Robert Laieta, is a registered financial advisor currently at FLORIDA FINANCIAL ADVISORS, LLC located in Orlando, Florida. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Robert has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert T Laieta, Robert Laieta

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

Current

FLORIDA FINANCIAL ADVISORS, LLCCurrent·CRD# 288811
RIA
800 N Magnolia Ave Floor 07, Orlando, FL 32803-3264
September 11, 2026 - Present

Past

FIDELITY BROKERAGE SERVICES LLCPast·CRD# 7784
BD
Smithfield, RI
April 4, 2025 - June 18, 2026
MORGAN STANLEYPast·CRD# 149777
BD
Tampa, FL
November 6, 2023 - May 9, 2024

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Current Firm

FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, LLC

FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS ("TFA") | TEXAS FINANCIAL ADVISORS ("TXFA") | NEW ENGLAND FINANCIAL ADVISORS ("NEFA") | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS ("GFA") | FOUR CORNERS FINANCIAL ADVISORS ("FCFA") | FLORIDA FINANCIAL ADVISORS, LLC

CRD#: 288811 / SEC#: 801-127276
RIA
Registered Investment Advisory firm - SEC (2/3/2023 Approved)
Florida
Registered Investment Advisory firm - Florida (2/8/2023 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (3/20/2023 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (2/8/2023 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (2/10/2023 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (2/9/2023 Terminated)
Texas
Registered Investment Advisory firm - Texas (2/8/2023 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634

Phone Number

(813) 333-1683

# of Employees

667

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

4,295

AUM (Assets Under Management)

$456,133,125

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Florida Financial Advisors. Investment Related. 800 N Magnolia Ave, Suite 1650, Orlando, FL 32803. Nature of Business: RIA. Position: Financial Consultant. Start Date: 09/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance, LLC. Investment-Related. 800 N Magnolia Ave, Suite 1650, Orlando, FL 32803. Nature of Business: Insurance. Position: Independent Contractor. 09/2026. 10 hours per month during trading hours (approx.). Insurance producer involved in consumer sales

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, LLC

FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS ("TFA") | TEXAS FINANCIAL ADVISORS ("TXFA") | NEW ENGLAND FINANCIAL ADVISORS ("NEFA") | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS ("GFA") | FOUR CORNERS FINANCIAL ADVISORS ("FCFA") | FLORIDA FINANCIAL ADVISORS, LLC

CRD#: 288811 / SEC#: 801-127276
RIA
Registered Investment Advisory firm - SEC (2/3/2023 Approved)
Florida
Registered Investment Advisory firm - Florida (2/8/2023 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (3/20/2023 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (2/8/2023 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (2/10/2023 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (2/9/2023 Terminated)
Texas
Registered Investment Advisory firm - Texas (2/8/2023 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(9/11/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2026About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2024About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Nov 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2023About the SIE exam

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CRS (Client Relationship Summary) - RIA

Click below to view Robert Laieta's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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