LT
Lacey Thompson-krul
TRANSCE3ND LLC
BUDA, TX 78610
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CRD#: 7792142
LT
Professional summary
Lacey Thompson-krul is a registered financial advisor currently at TRANSCE3ND LLC located in Buda, Texas and MADISON AVENUE SECURITIES, LLC located in Kirkwood, Missouri.
Lacey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Lacey has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) NAME: SUREFIRE FINANCIAL; ADDRESS: 56 SW ALBANY AVE., STUART, FL 34994; INVESTMENT RELATED: YES; POSITION: PRESIDENT/FOUNDER; DUTIES: OVERSEES INSURANCE AGENTS, INSURANCE ADVISING; HOURS PER WEEK: 60-80 HOURS PER WEEK; START DATE: 11/2019; 2.) NAME: e3 WEALTH; ADDRESS: 906 S. KIRKWOOD RD., ST. LOUIS, MO 63122; POSITION:REGISTERED SALES ASSISTANT; DUTIES: INSURANCE BUSINESS AND ASSIST WITH SERVICING CLIENTS; HOURS PER WEEK: 40-60; START DATE: 6/2023; 3.) NAME: TRANSCE3ND, LLC; INVESTMENT RELATED: YES; ADDRESS: 835 MAIN STREET, BUILDING #2, BUDA, TX 78610; POSITION: INDEPENDENT CONTRACTOR; DUTIES: INVESTMENT ADVISOR REPRESENTATIVE; HOURS PER WEEK: 20 HRS; START DATE: 01/2024
CRS (Client Relationship Summary) - RIA
Click below to view Lacey Thompson-krul's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 24, 2024 - Present
TRANSCE3ND LLC
Office #1: 835 Main Street Building 200, Buda, TX 78610RIA
CRD#: 317745
BUDA, TX
Current
September 21, 2023 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 906 S. Kirkwood Rd, Kirkwood, Kirkwood, MO 63122RIA
BD
CRD#: 23224
Kirkwood, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
TRANSCE3ND LLC
ADVANCED PLANNING SOLUTIONS, LLC | WEALTH STRATEGIES ADVISORY GROUP, LLC | TRANSCE3ND, LLC | TRANSCE3ND LLC | THE RICKS GROUP | SUREFIRE FINANCIAL, INC. | SUMMIT TAX AND WEALTH ADVISORY, LLC | MUNOZ FINANCIAL LLC | MUNDT WEALTH MANAGEMENT | GREENWAY FINANCIAL GROUP | FINE FUTURE FINANCIAL | E3 WEALTH | E3 RETIREMENT SELECT | E3 CONSULTANTS GROUP | ALEXANDER FINANCIAL MANAGEMENT, LLC
CRD#: 317745 / SEC#: 801-126674
RIA
Registered Investment Advisory firm - (9/30/2022 Approved)Texas
Registered Investment Advisory firm - (10/3/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/18/2023)
IAR
Florida(2/9/2024)
RR
Missouri(10/18/2023)
IAR
Texas(1/24/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/19/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TL
TRANSCE3ND LLC
ADVANCED PLANNING SOLUTIONS, LLC | WEALTH STRATEGIES ADVISORY GROUP, LLC | TRANSCE3ND, LLC | TRANSCE3ND LLC | THE RICKS GROUP | SUREFIRE FINANCIAL, INC. | SUMMIT TAX AND WEALTH ADVISORY, LLC | MUNOZ FINANCIAL LLC | MUNDT WEALTH MANAGEMENT | GREENWAY FINANCIAL GROUP | FINE FUTURE FINANCIAL | E3 WEALTH | E3 RETIREMENT SELECT | E3 CONSULTANTS GROUP | ALEXANDER FINANCIAL MANAGEMENT, LLC
CRD#: 317745 / SEC#: 801-126674
RIA
Registered Investment Advisory firm - (9/30/2022 Approved)Texas
Registered Investment Advisory firm - (10/3/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
835 Main Street Building 200, Buda, TX 78610
Mailing Address
Phone number
(512) 268-9220
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,518 |
| AUM (Assets Under Management) | $ 361,954,267 |
Red Flags
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