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JT

Jayden Vaughn Thomas

ALPHA WEALTH FUNDS
Deweyville, UT
·CRD# 7791840·3 years experience

Professional Summary

Jayden Vaughn Thomas is a registered financial advisor currently at ALPHA WEALTH FUNDS, LLC located in Deweyville, Utah. Jayden is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Jayden has worked at 1 firm and has passed the Series 65 and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

Current

ALPHA WEALTH FUNDS, LLCCurrent·CRD# 150231
RIA
Deweyville, UT
August 1, 2023 - Present

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Current Firm

AW
ALPHA WEALTH FUNDS, LLC

ALPHA WEALTH FUNDS, LLC | HSAX & CO., LLC | H. SAX & CO., LLC | H. SAX & CO.

CRD#: 150231 / SEC#: 801-132551
RIA
Registered Investment Advisory firm - SEC (4/25/2025 Approved)
North Carolina
Registered Investment Advisory firm - North Carolina (2/17/2020 Terminated)
Texas
Registered Investment Advisory firm - Texas (4/28/2025 Terminated)
Utah
Registered Investment Advisory firm - Utah (4/28/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1887 Gold Dust Lane Suite 203 A, Park City, UT 84060

Phone Number

(435) 269-4100

# of Employees

11

SEC notice filing (24 States and Territories)

Registered to provide investment advisory services in 24 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BROCHURE UPDATE- MARCH 2025 (6/10/2026)

Regulatory Assets Under Management

Total Number of Accounts

442

AUM (Assets Under Management)

$214,122,623

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Taylor Proactive Team, LLC. Not investment related. 11075 South State Street, Suite 32B, Sandy, UT 84070. Accounting and tax company. Director of Tax Strategy and Advanced Planning. No other business relationship. Started August of 2026. 40 hours per month. 20 hours during securities trading hours per month. Manage tax planning and filings for a small group of clients. H.T. Financial, INC. Not investment related. 7670 Pinebrook Road, Park City UT 84098. Accounting and tax company. Accountant. No other business relationship. Started January of 2025. 10 hours per month. No hours during securities trading hours. Do accounting and booking services as well as file taxes for a small group of clients.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ALPHA WEALTH FUNDS, LLC

ALPHA WEALTH FUNDS, LLC | HSAX & CO., LLC | H. SAX & CO., LLC | H. SAX & CO.

CRD#: 150231 / SEC#: 801-132551
RIA
Registered Investment Advisory firm - SEC (4/25/2025 Approved)
North Carolina
Registered Investment Advisory firm - North Carolina (2/17/2020 Terminated)
Texas
Registered Investment Advisory firm - Texas (4/28/2025 Terminated)
Utah
Registered Investment Advisory firm - Utah (4/28/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Alaska
(5/27/2025)
IAR
Utah
(8/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2023About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2023About the SIE exam

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CRS (Client Relationship Summary) - RIA

Click below to view Jayden Vaughn Thomas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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