Cole J. Hickerson

FIELDER CAPITAL GROUP LLC

Nashville, TN 37203

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CRD#: 7790714

Professional summary

Cole Jonathan Hickerson is a registered financial advisor currently at FIELDER CAPITAL GROUP LLC located in Nashville, Tennessee.

Cole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Cole has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cole Jonathan Hickerson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 20, 2023 - Present

FIELDER CAPITAL GROUP LLC

Office #1: 1222 Demonbreun Street Suite 1610, Nashville, TN 37203

RIA

CRD#: 156737

Nashville, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIELDER CAPITAL GROUP LLC

FIELDER CAPITAL GROUP LLC | FIELDER CAPITAL GROUP, LLC

CRD#: 156737 / SEC#: 801-110357

RIA

Registered Investment Advisory firm - (4/10/2017 Approved)

New York

Registered Investment Advisory firm - (5/15/2017 Terminated)

Texas

Registered Investment Advisory firm - (5/15/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(11/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/16/2023

Uniform Investment Adviser Law Examination

Current Firm

FIELDER CAPITAL GROUP LLC

FIELDER CAPITAL GROUP LLC | FIELDER CAPITAL GROUP, LLC

CRD#: 156737 / SEC#: 801-110357

RIA

Registered Investment Advisory firm - (4/10/2017 Approved)

New York

Registered Investment Advisory firm - (5/15/2017 Terminated)

Texas

Registered Investment Advisory firm - (5/15/2017 Terminated)

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Contact information

Main Address

1222 Demonbreun Street Suite 1610, Nashville, TN 37203

Mailing Address

Phone number

(212) 918-4860

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIELDER CAPITAL GROUP LLC DISCLOSURE BROCHURE (7/2/2025)

Regulatory assets under management

Total Number of Accounts	572
AUM (Assets Under Management)	$ 1,063,292,971

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cole J. Hickerson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cole Jonathan Hickerson's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIELDER CAPITAL GROUP LLC

Primary Firm SEC Registration

FIELDER CAPITAL GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/16/2023

Current Firm

FIELDER CAPITAL GROUP LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIELDER CAPITAL GROUP LLC

TRUST BUT VERIFY

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