Colton Bradley Maher
Professional Summary
Colton Bradley Maher is a registered financial advisor currently at 5T WEALTH, LLC located in Napa, California. Colton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Colton has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
WEDBUSH SECURITIES INC.
INDEPENDENCE CAPITAL CO., INC.
OSAIC WEALTH, INC.
BNP PARIBAS SECURITIES CORP.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
WEDBUSH SECURITIES INC.
INDEPENDENCE CAPITAL CO., INC.
OSAIC WEALTH, INC.
BNP PARIBAS SECURITIES CORP.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
WEDBUSH SECURITIES INC.
INDEPENDENCE CAPITAL CO., INC.
OSAIC WEALTH, INC.
BNP PARIBAS SECURITIES CORP.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
WEDBUSH SECURITIES INC.
INDEPENDENCE CAPITAL CO., INC.
OSAIC WEALTH, INC.
BNP PARIBAS SECURITIES CORP.
Years of Experience
3 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
WEDBUSH SECURITIES INC.
INDEPENDENCE CAPITAL CO., INC.
OSAIC WEALTH, INC.
BNP PARIBAS SECURITIES CORP.
Current Firm
5T WEALTH | KRSEK & ANDREAE FINANCIAL ADVISORS, LLC | K & A ASSET MANAGEMENT, LLC | 5TQ CAPITAL, LLC | 5T WEALTH, LLC | 5T WEALTH MANAGEMENT, LLC
Contact Information
Main Address
595 Coombs Street, Napa, CA 94559Phone Number
(707) 224-1340# of Employees
4SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
533AUM (Assets Under Management)
$331,362,448Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/31/2026 | Cover Page | Report |
| 08/04/2025 | Cover Page | Report |
| 07/23/2024 | Cover Page | Report |
| 08/08/2023 | Cover Page | Report |
Similar Advisors
WEDBUSH SECURITIES INC.
INDEPENDENCE CAPITAL CO., INC.
OSAIC WEALTH, INC.
BNP PARIBAS SECURITIES CORP.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
WEDBUSH SECURITIES INC.
INDEPENDENCE CAPITAL CO., INC.
OSAIC WEALTH, INC.
BNP PARIBAS SECURITIES CORP.
Primary Firm SEC Registration
5T WEALTH | KRSEK & ANDREAE FINANCIAL ADVISORS, LLC | K & A ASSET MANAGEMENT, LLC | 5TQ CAPITAL, LLC | 5T WEALTH, LLC | 5T WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(8/27/2025)
(12/3/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
WEDBUSH SECURITIES INC.
INDEPENDENCE CAPITAL CO., INC.
OSAIC WEALTH, INC.
BNP PARIBAS SECURITIES CORP.
CRS (Client Relationship Summary) - RIA
Click below to view Colton Bradley Maher's CRS (Customer Relationship Summary).
Similar Advisors
WEDBUSH SECURITIES INC.
INDEPENDENCE CAPITAL CO., INC.
OSAIC WEALTH, INC.
BNP PARIBAS SECURITIES CORP.