Manas Agrawal
Professional summary
Manas Agrawal is a registered financial professional currently at TD SECURITIES (USA) LLC located in Houston, Texas.
Manas is registered as a RR (Registered Representative) and started their career in finance in 2023. Manas has worked at 2 firms and has passed the Series 79TO, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Manas Agrawal's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 2026 - Present
TD SECURITIES (USA) LLC
Office #1: 909 Fannin Street 11th Floor, Houston, TX 77010August 17, 2023 - January 17, 2024
FIRST LIBERTIES FINANCIAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 8/17/2026
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 8/16/2023
General Securities Representative ExaminationFINRA
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| ORTIZ, JORGE LUIS | FINANCIAL & OPERATIONS PRINCIPAL | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
| WONG, KRISTIE | CHIEF FINANCIAL OFFICER | 4725261 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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