JB
Jackson T. Barnes
GOLDMAN SACHS WEALTH SERVICES, L.P.
Newport Beach, CA 92660
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CRD#: 7789705
JB
Professional summary
Jackson Thomas Barnes, who also goes by Jackson T Barnes, is a registered financial advisor currently at GOLDMAN SACHS WEALTH SERVICES, L.P. located in Newport Beach, California and MERCER ALLIED COMPANY, L.P. located in Newport Beach, California.
Jackson is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Jackson has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jackson T Barnes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jackson Thomas Barnes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 25, 2024 - Present
GOLDMAN SACHS WEALTH SERVICES, L.P.
Office #1: 4000 Macarthur Blvd 10th Floor, Newport Beach, CA 92660RIA
CRD#: 106693
Newport Beach, CA
Current
August 28, 2024 - Present
MERCER ALLIED COMPANY, L.P.
Office #1: 4000 Macarthur Blvd 10th Floor, Newport Beach, CA 92660BD
CRD#: 37404
Newport Beach, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GOLDMAN SACHS WEALTH SERVICES, L.P.
GOLDMAN SACHS AYCO PERSONAL FINANCIAL MANAGEMENT | THE AYCO COMPANY,L.P. | THE AYCO COMPANY, L.P. | GOLDMAN SACHS WEALTH SERVICES, L.P.
CRD#: 106693 / SEC#: 801-48238
RIA
Registered Investment Advisory firm - (12/9/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/27/2025)
RR
Alaska(2/27/2025)
RR
Arizona(2/27/2025)
RR
Arkansas(2/27/2025)
RR
California(9/19/2024)
IAR
California(9/25/2024)
RR
Colorado(2/27/2025)
RR
Connecticut(2/27/2025)
RR
Delaware(2/27/2025)
RR
District of Columbia(2/27/2025)
RR
Florida(2/27/2025)
RR
Georgia(2/27/2025)
RR
Hawaii(2/27/2025)
RR
Idaho(2/27/2025)
RR
Illinois(2/27/2025)
RR
Indiana(2/27/2025)
RR
Iowa(2/27/2025)
RR
Kansas(2/27/2025)
RR
Kentucky(2/27/2025)
RR
Louisiana(2/27/2025)
RR
Maine(2/27/2025)
RR
Maryland(2/27/2025)
RR
Massachusetts(2/27/2025)
RR
Michigan(2/27/2025)
RR
Minnesota(2/27/2025)
RR
Mississippi(2/27/2025)
RR
Missouri(2/27/2025)
RR
Montana(2/27/2025)
RR
Nebraska(2/27/2025)
RR
Nevada(2/27/2025)
RR
New Hampshire(2/27/2025)
RR
New Jersey(2/27/2025)
RR
New Mexico(2/27/2025)
RR
New York(9/19/2024)
RR
North Carolina(2/27/2025)
RR
North Dakota(2/27/2025)
RR
Ohio(2/28/2025)
RR
Oklahoma(2/27/2025)
RR
Oregon(2/27/2025)
RR
Pennsylvania(2/27/2025)
RR
Puerto Rico(2/27/2025)
RR
Rhode Island(2/27/2025)
RR
South Carolina(2/27/2025)
RR
South Dakota(2/27/2025)
RR
Tennessee(2/27/2025)
RR
Texas(2/27/2025)
RR
Utah(2/27/2025)
RR
Vermont(2/27/2025)
RR
Virgin Islands(2/27/2025)
RR
Virginia(2/27/2025)
RR
Washington(2/27/2025)
RR
West Virginia(2/27/2025)
RR
Wisconsin(2/27/2025)
RR
Wyoming(2/27/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/27/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GOLDMAN SACHS WEALTH SERVICES, L.P.
GOLDMAN SACHS AYCO PERSONAL FINANCIAL MANAGEMENT | THE AYCO COMPANY,L.P. | THE AYCO COMPANY, L.P. | GOLDMAN SACHS WEALTH SERVICES, L.P.
CRD#: 106693 / SEC#: 801-48238
RIA
Registered Investment Advisory firm - (12/9/1994 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Coliseum Drive, Cohoes, NY 12047
Mailing Address
P.o. Box 15201, Albany, NY 12212
Phone number
(518) 886-4000
Established
Firm type
Fiscal year end
# of Employees
1,809
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 33,477 |
| AUM (Assets Under Management) | $ 25,958,285,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 09/25/2024 | ||
| 11/17/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
