Baker T. Burchfield

IBN ASSET MANAGEMENT

Plant City, FL

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CRD#: 7789620

Professional summary

Baker Thomas Burchfield, who also goes by Baker Burchfield, is a registered financial advisor currently at IBN ASSET MANAGEMENT, LLC located in Plant City, Florida and INSTITUTIONAL BOND NETWORK, LLC located in Thousand Oaks, California.

Baker is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Baker has worked at 2 firms and has passed the Series 66, Series 50, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Baker Burchfield

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Paklink; Non Investment-Related; Plant City, FL; Sells tape and stretch film; Owner; 1/2023; 20 hrs/mo; 0 hrs/mo during securities trading hours; Duties are manufacturer's sales rep, selling packaging supplies to packaging and industrial distribution throughout Florida. Products include; carton sealing tape, specialty tape, stretch film, cornerboard, and surface protection film. 2. Institutional Bond Network, LLC; Investment-Related; Plant City, FL; Broker Dealer; Registered Representative; 8/2023; 120 hrs/mo ; 120 hrs/mo during securities trading hours; Duties are sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Baker Thomas Burchfield's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 26, 2024 - Present

IBN ASSET MANAGEMENT, LLC

RIA

CRD#: 290114

Plant City, FL

Current

September 7, 2023 - Present

INSTITUTIONAL BOND NETWORK, LLC

Office #1: 463 Pennsfield Pl Suite 201, Thousand Oaks, CA 91360

CRD#: 187515

Thousand Oaks, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IBN ASSET MANAGEMENT, LLC

CRD#: 290114 / SEC#: 801-118749

RIA

Registered Investment Advisory firm - (5/18/2020 Approved)

California

Registered Investment Advisory firm - (4/21/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/31/2023)

IAR

California
(8/26/2024)

Florida
(9/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/31/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 50

Date: 12/15/2023

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

Series 7TO

Date: 9/7/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/27/2023

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

IBN ASSET MANAGEMENT, LLC

CRD#: 290114 / SEC#: 801-118749

RIA

Registered Investment Advisory firm - (5/18/2020 Approved)

California

Registered Investment Advisory firm - (4/21/2021 Terminated)

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Contact information

Main Address

463 Pennsfield Place Suite 201, Thousand Oaks, CA 91360

Mailing Address

Phone number

(805) 277-4738

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

IBN ASSET MANAGEMENT 2025 ANNUAL AMENDED ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	63
AUM (Assets Under Management)	$ 485,424,509

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Baker T. Burchfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Baker Thomas Burchfield's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSTITUTIONAL BOND NETWORK, LLC

Primary Firm SEC Registration

IBN ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/31/2023

Series 50

Date: 12/15/2023

Series 7TO

Date: 9/7/2023

SIE

Date: 6/27/2023

FINRA

Current Firm

IBN ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IBN ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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