Gautam Chukka
Professional summary
Gautam Chukka is a registered financial professional currently at CHARDAN CAPITAL MARKETS LLC located in New York, New York.
Gautam is registered as a RR (Registered Representative) and started their career in finance in 2024. Gautam has worked at 2 firms and has passed the Series 63, Series 86, Series 87 and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gautam Chukka's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2026 - Present
CHARDAN CAPITAL MARKETS LLC
Office #1: 1 Pennsylvania Plaza Suite 4800, New York, NY 10119April 24, 2024 - April 22, 2026
EVERCORE GROUP L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/21/2026)
(4/21/2026)
(4/21/2026)
Exams
FINRA
Current Firm
CHARDAN CAPITAL MARKETS LLC
CRD#: 120128 / SEC#: , 8-65277
Contact information
FINRA licenses (40 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHARDAN SECURITIES, LLC | MEMBER | |
| GROSSMAN, JONAS SVEN MAGNUS | PRESIDENT | 3186901 |
| MILLER, ANDREW DAVID | FINOP | 5106774 |
| MILLER, ANDREW DAVID | PRINCIPAL OPERATIONS CFFICER | 5106774 |
| MILLER, ANDREW DAVID | PRINCIPAL FINANCIAL OFFICER | 5106774 |
| SOUTHWICK, DWIGHT CHRISTIAN | CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER | 1353036 |
| URBACH, STEVEN AARON | CEO | 4137317 |
Disclosures
| Regulatory Event | 14 |
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