Jesse S. Johnson

APPLIED CAPITAL LLC

Nashville, TN 37203

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CRD#: 7788801

Professional summary

Jesse Samuel Johnson, who also goes by Jesse Johnson, is a registered financial advisor currently at APPLIED CAPITAL LLC located in Nashville, Tennessee.

Jesse is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Jesse has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jesse Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse Samuel Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 18, 2026 - Present

APPLIED CAPITAL LLC

Office #1: 40 Music Square East, Suite 102, Nashville, TN 37203

RIA

CRD#: 166175

Nashville, TN

Past

April 17, 2025 - September 16, 2025

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

FRANKLIN, TN

Past

December 12, 2023 - March 4, 2025

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

FRANKLIN, TN

Past

December 5, 2023 - March 4, 2025

EQUITABLE ADVISORS, LLC

CRD#: 6627

FRANKLIN, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APPLIED CAPITAL LLC

CRD#: 166175 / SEC#: 801-115146

RIA

Registered Investment Advisory firm - (4/26/2019 Approved)

Arkansas

Registered Investment Advisory firm - (5/17/2019 Terminated)

Illinois

Registered Investment Advisory firm - (4/26/2019 Terminated)

Missouri

Registered Investment Advisory firm - (5/17/2019 Terminated)

Tennessee

Registered Investment Advisory firm - (5/22/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/17/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(2/18/2026)

IAR

Texas
(2/18/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/29/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/4/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/2/2023

Securities Industry Essentials Examination

Current Firm

APPLIED CAPITAL LLC

CRD#: 166175 / SEC#: 801-115146

RIA

Registered Investment Advisory firm - (4/26/2019 Approved)

Arkansas

Registered Investment Advisory firm - (5/17/2019 Terminated)

Illinois

Registered Investment Advisory firm - (4/26/2019 Terminated)

Missouri

Registered Investment Advisory firm - (5/17/2019 Terminated)

Tennessee

Registered Investment Advisory firm - (5/22/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/17/2019 Terminated)

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Contact information

Main Address

415 N. Mckinley Street Suite 1045, Little Rock, AR 72205

Mailing Address

Phone number

(501) 500-0890

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/9/2026)

Regulatory assets under management

Total Number of Accounts	2,200
AUM (Assets Under Management)	$ 357,525,640

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jesse S. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse Samuel Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

APPLIED CAPITAL LLC

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

APPLIED CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/29/2023

Series 7TO

Date: 12/4/2023

SIE

Date: 6/2/2023

Current Firm

APPLIED CAPITAL LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APPLIED CAPITAL LLC

TRUST BUT VERIFY

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