AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
JJ

Jesse Samuel Johnson

APPLIED CAPITAL
Nashville, TN
·CRD# 7788801·3 years experience

Professional Summary

Jesse Samuel Johnson, who also goes by Jesse Johnson, is a registered financial advisor currently at APPLIED CAPITAL LLC located in Nashville, Tennessee. Jesse is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Jesse has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jesse Johnson

Blog Corner

Similar Advisors

Steven Walter Glasgow
Steven Walter Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#
View profile
James Ralph Parker
James Ralph Parker

MORGAN STANLEY

Franklin, TN · CRD#
Eric Joseph Berner
Eric Joseph Berner

LPL FINANCIAL LLC

HENDERSONVILLE, TN · CRD#
Thomas Adam Ennis
Thomas Adam Ennis

TRUIST ADVISORY SERVICES, INC.

NASHVILLE, TN · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Steven Walter Glasgow
Steven Walter Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#
James Ralph Parker
James Ralph Parker

MORGAN STANLEY

Franklin, TN · CRD#
Eric Joseph Berner
Eric Joseph Berner

LPL FINANCIAL LLC

HENDERSONVILLE, TN · CRD#
Thomas Adam Ennis
Thomas Adam Ennis

TRUIST ADVISORY SERVICES, INC.

NASHVILLE, TN · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Steven Walter Glasgow
Steven Walter Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#
James Ralph Parker
James Ralph Parker

MORGAN STANLEY

Franklin, TN · CRD#
Eric Joseph Berner
Eric Joseph Berner

LPL FINANCIAL LLC

HENDERSONVILLE, TN · CRD#
Thomas Adam Ennis
Thomas Adam Ennis

TRUIST ADVISORY SERVICES, INC.

NASHVILLE, TN · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Steven Walter Glasgow
Steven Walter Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#
James Ralph Parker
James Ralph Parker

MORGAN STANLEY

Franklin, TN · CRD#
Eric Joseph Berner
Eric Joseph Berner

LPL FINANCIAL LLC

HENDERSONVILLE, TN · CRD#
Thomas Adam Ennis
Thomas Adam Ennis

TRUIST ADVISORY SERVICES, INC.

NASHVILLE, TN · CRD#

Years of Experience

3 years in the financial services industry

Current & Past Employments

APPLIED CAPITAL LLC·CRD# 166175
RIA
40 Music Square East, Suite 102, Nashville, TN 37203
February 18, 2026 - Present
JACKSON NATIONAL LIFE DISTRIBUTORS LLC·CRD# 40178
BD
Franklin, TN
April 17, 2025 - September 16, 2025
EQUITABLE ADVISORS, LLC·CRD# 6627
RIA
Franklin, TN
December 12, 2023 - March 4, 2025
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
Franklin, TN
December 5, 2023 - March 4, 2025

Similar Advisors

Steven Walter Glasgow
Steven Walter Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#
James Ralph Parker
James Ralph Parker

MORGAN STANLEY

Franklin, TN · CRD#
Eric Joseph Berner
Eric Joseph Berner

LPL FINANCIAL LLC

HENDERSONVILLE, TN · CRD#
Thomas Adam Ennis
Thomas Adam Ennis

TRUIST ADVISORY SERVICES, INC.

NASHVILLE, TN · CRD#

Current Firm

AC
APPLIED CAPITAL LLC

APPLIED CAPITAL LLC

CRD#: 166175 / SEC#: 801-115146
RIA
Registered Investment Advisory firm - SEC (4/26/2019 Approved)
Arkansas
Registered Investment Advisory firm - Arkansas (5/17/2019 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (4/26/2019 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (5/17/2019 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (5/22/2019 Terminated)
Texas
Registered Investment Advisory firm - Texas (5/17/2019 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

415 N. Mckinley Street Suite 1045, Little Rock, AR 72205

Phone Number

(501) 500-0890

# of Employees

9

SEC notice filing (12 States and Territories)

Registered to provide investment advisory services in 12 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/10/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,200

AUM (Assets Under Management)

$357,525,640

Similar Advisors

Steven Walter Glasgow
Steven Walter Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#
James Ralph Parker
James Ralph Parker

MORGAN STANLEY

Franklin, TN · CRD#
Eric Joseph Berner
Eric Joseph Berner

LPL FINANCIAL LLC

HENDERSONVILLE, TN · CRD#
Thomas Adam Ennis
Thomas Adam Ennis

TRUIST ADVISORY SERVICES, INC.

NASHVILLE, TN · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Steven Walter Glasgow
Steven Walter Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#
James Ralph Parker
James Ralph Parker

MORGAN STANLEY

Franklin, TN · CRD#
Eric Joseph Berner
Eric Joseph Berner

LPL FINANCIAL LLC

HENDERSONVILLE, TN · CRD#
Thomas Adam Ennis
Thomas Adam Ennis

TRUIST ADVISORY SERVICES, INC.

NASHVILLE, TN · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
APPLIED CAPITAL LLC

APPLIED CAPITAL LLC

CRD#: 166175 / SEC#: 801-115146
RIA
Registered Investment Advisory firm - SEC (4/26/2019 Approved)
Arkansas
Registered Investment Advisory firm - Arkansas (5/17/2019 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (4/26/2019 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (5/17/2019 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (5/22/2019 Terminated)
Texas
Registered Investment Advisory firm - Texas (5/17/2019 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Tennessee
(2/18/2026)
IAR
Texas
(2/18/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2023About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2023About the SIE exam

Similar Advisors

Steven Walter Glasgow
Steven Walter Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#
James Ralph Parker
James Ralph Parker

MORGAN STANLEY

Franklin, TN · CRD#
Eric Joseph Berner
Eric Joseph Berner

LPL FINANCIAL LLC

HENDERSONVILLE, TN · CRD#
Thomas Adam Ennis
Thomas Adam Ennis

TRUIST ADVISORY SERVICES, INC.

NASHVILLE, TN · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Jesse Samuel Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Steven Walter Glasgow
Steven Walter Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#
James Ralph Parker
James Ralph Parker

MORGAN STANLEY

Franklin, TN · CRD#
Eric Joseph Berner
Eric Joseph Berner

LPL FINANCIAL LLC

HENDERSONVILLE, TN · CRD#
Thomas Adam Ennis
Thomas Adam Ennis

TRUIST ADVISORY SERVICES, INC.

NASHVILLE, TN · CRD#
JJ
Follow Jesse
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required