Benjamin James Cole
Professional Summary
Benjamin James Cole, who also goes by Ben J Cole, Ben James Cole, is a registered financial advisor currently at BCO WEALTH MANAGEMENT, LLC located in Carlsbad, New Mexico and LINCOLN INVESTMENT located in Carlsbad, New Mexico. Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Benjamin has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ben J Cole, Ben James Cole
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
3 years in the financial services industry
Current & Past Employments
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Current Firm
BCO WEALTH MANAGEMENT, LLC
Contact Information
Main Address
412 N Canal St, Carlsbad, NM 88220Phone Number
(575) 887-2013# of Employees
9SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,173AUM (Assets Under Management)
$359,771,393Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BCO WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(6/4/2025)
(7/9/2026)
(7/8/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Benjamin James Cole's CRS (Customer Relationship Summary).
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