Nick Mcfarland
Professional Summary
Nick Mcfarland, who also goes by Nicholas Mcfarland, is a registered financial advisor currently at FINALIS SECURITIES LLC located in New York, New York and FNEX CAPITAL, LLC located in Indianapolis, Indiana. Nick is registered as a RR (Registered Representative) and started their career in finance in 2023. Nick has worked at 3 firms and has passed the Series 63, Series 65, Series 82TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Nicholas Mcfarland
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
3 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
APPLIED CAPITAL, LLC | FNEX CAPITAL, LLC
Contact Information
Main Address
One Indiana Square Suite 2252, Indianapolis, IN 46204Mailing Address
One Indiana Square Suite 2252, Indianapolis, IN 46204Phone Number
(317) 580-2588Established
Indiana since 06/04/2012Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(10/6/2026)
(4/29/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jul 2024About the Series 82TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Nick Mcfarland's CRS (Customer Relationship Summary).
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