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FJ

Faith A. Johnson

CUMBERLAND SECURITIES
CHICAGO, IL 60540
Some features on this profile are disabled
CRD#: 7788260
FJ
Faith Adrienne JohnsonCUMBERLAND SECURITIES

Professional summary

Faith Adrienne Johnson is a registered financial professional currently at CUMBERLAND SECURITIES LLC located in Chicago, Illinois.

Faith is registered as a RR (Registered Representative) and started their career in finance in 2024. Faith has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Faith Adrienne Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 29, 2026 - Present

CUMBERLAND SECURITIES LLC

Office #1: 540 W. Madison St., Chicago, IL 60540
BD
CRD#: 13970
CHICAGO, IL
Past

April 9, 2025 - February 27, 2026

GRAYSCALE SECURITIES, LLC

BD
CRD#: 305907
Stamford, CT
Past

May 13, 2024 - March 27, 2025

PIMCO INVESTMENTS LLC

BD
CRD#: 154957
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/6/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/13/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/1/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CUMBERLAND SECURITIES LLC
A&A SECURITIES LLC | NORTH SUFFOLK WEALTH MANAGEMENT | JAMES W. HUMBARD | HUMBARD, JAMES W. | CUMBERLAND SECURITIES LLC | A&A SECUTITIES LLC

CRD#: 13970 / SEC#: , 8-31215

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
540 W. Madison St., Chicago, IL 60540
Mailing Address
540 W. Madison St., Chicago, IL 60540
Phone number
(312) 542-1000
Established
Washington since 07/14/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
DRW HOLDINGS, LLCOWNER
ARMOUR II, ROBERT WILLIAMCCO4447215
CALIXTO, CHRIZITACHIEF FINANCIAL OFFICER6564070
FOWLER, SCOTT ALANFINOP, PFO, POO3004363
GARCHIK, ADAM TODDCEO2967638

Red Flags

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Company Information

CUMBERLAND SECURITIES LLC

CRD#: 13970Chicago, IL 60540

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