BP
Baltasar P. Peral Robinson Bours
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CRD#: 7787742
BP
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Baltasar Peral Peral Robinson Bours, who also goes by Baltasar Peral Robinson Bours, was a registered financial professional .
Baltasar is a previously registered financial professional and started their career in finance in 2023. Baltasar had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Baltasar Peral Robinson Bours
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Megacable Holdings SAB de CV: non-investment related, address is Guadalajara, Jalisco, Mexico, nature of business is telecommunications, position and title is Shareholder, start date is October 12, 2016, number of hours devoted is 0, number of hours devoted during securities trading hours is 0, no duties BPG Agronegocios SPR de RL: non-investment related, address is Obregon, Sonora, Mexico, nature of business is production of fresh produce, grains and oil seeds, position and title is Operations Director, start date is August 1, 2011, number of hours devoted is 40 hours, number of hours devoted during securities trading hours is 0, duties include assisting with running operations for the company PRB Agroservicios SA de CV: non-investment related, address is Obregon, Sonora, Mexico, nature of business is agriculture services, position and title is Shareholder, start date is September 19, 2017, number of hours devoted is 0, number of hours devoted during securities trading hours is 0, no duties Cayenne Express SA de CV: non-investment related, address is Obregon, Sonora, Mexico, nature of business is distribution and logistics, position and title is Operations Director, start date is October 13, 2022, number of hours devoted is 40 hours, number of hours devoted during securities trading hours is 0, duties include assisting with running operations for the company UCAYVISA SA de CV: investment related, address is Obregon, Sonora, Mexico, nature of business is agriculture credit union, position and title is Board Member and Shareholder, start date is May 4, 2017, number of hours devoted is 3, number of hours devoted during securities trading hours is 0, duties include participating in board meetings Operadora Deportiva del Valle del Yaqui SAPI de CV: non-investment related, address is Hermosillo, Sonora, Mexico, nature of business is a sports complex, position and title is Shareholder, start date is June 16, 2019, number of hours devoted is 0, number of hours devoted during securities trading hours is 0, no duties Finvay SA de CV: investment related, address is Obregon, Sonora, Mexico, nature of the business is microcredits, position and title is Shareholder, start date is January 22, 2018, number of hours devoted is 0, number of hours devoted during securities trading hours is 0, no duties 7F Capital SA de CV: investment related, address is Obregon, Sonora, Mexico, nature of the business is direct investments in existing businesses, position and title is Shareholder, start date is January 22, 2018, number of hours devoted is 0, number of hours devoted during securities trading hours is 0, no duties
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
November 14, 2023 - November 27, 2024
MODUM ASSET MANAGEMENT LLC
RIA
CRD#: 316200
MEXICO CITY,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MODUM ASSET MANAGEMENT LLC
MODUM | MODUM PRIVATE WEALTH | MODUM ASSET MANAGEMENT LLC
CRD#: 316200 / SEC#: 801-130100
RIA
Registered Investment Advisory firm - (5/16/2024 Approved)New York
Registered Investment Advisory firm - (11/27/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Current Firm
MA
MODUM ASSET MANAGEMENT LLC
MODUM | MODUM PRIVATE WEALTH | MODUM ASSET MANAGEMENT LLC
CRD#: 316200 / SEC#: 801-130100
RIA
Registered Investment Advisory firm - (5/16/2024 Approved)New York
Registered Investment Advisory firm - (11/27/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Campos Elíseos 345 7th Floor, Office 701-a, Mexico City 11560
Mailing Address
8 The Green Suite 10820, Dover, DE 19901
Phone number
(332) 261-7382
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 57 |
| AUM (Assets Under Management) | $ 172,851,460 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
