Eddy Q. Su
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eddy Qing Su, who also goes by Eddy Q Su, was a registered financial professional .
Eddy is a previously registered financial professional and started their career in finance in 2023. Eddy had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2023 - September 30, 2026
MAINSAIL FINANCIAL GROUP
August 11, 2023 - August 31, 2023
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
MAINSAIL FINANCIAL GROUP
CRD#: 317970 / SEC#: 801-123307
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 7TO
Passed: 8/11/2023
General Securities Representative ExaminationCurrent Firm
MAINSAIL FINANCIAL GROUP
CRD#: 317970 / SEC#: 801-123307
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,448 |
| AUM (Assets Under Management) | $ 403,920,372 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
