Ethan J. Rosen
Professional summary
Ethan James Rosen, who also goes by Ethan Rosen, is a registered financial professional currently at JONES LANG LASALLE SECURITIES, LLC located in Atlanta, Georgia.
Ethan is registered as a RR (Registered Representative) and started their career in finance in 2024. Ethan has worked at 1 firm and has passed the Series 63, Series 79TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ethan James Rosen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2024 - Present
JONES LANG LASALLE SECURITIES, LLC
Office #1: 3344 Peachtree Road Ne 11th Floor, Atlanta, GA 30326State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 3/18/2025
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/22/2024
General Securities Representative ExaminationFINRA
Current Firm
JONES LANG LASALLE SECURITIES, LLC
CRD#: 120738 / SEC#: , 8-65341
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JONES LANG LASALLE AMERICAS, INC. | DIRECT OWNER | |
| JOSEPH, MICHAEL SCOTT | MANAGING PRINCIPAL / CHIEF OPERATIONS OFFICER | 4231268 |
| CASHDAN, DANIEL MICHAEL | PRESIDENT AND GENERAL SECURITIES PRINCIPAL | 1910672 |
| DORFMAN, ESTEE CARLA | PRINCIPAL FINANCIAL OFFICER | 2696529 |
| DORFMAN, ESTEE CARLA | FINANCIAL OPERATIONS PRINCIPAL | 2696529 |
| DOWNING, JAMES ROTH | PRINCIPAL OPERATIONS OFFICER | 5514806 |
| DOWNING, JAMES ROTH | CHIEF COMPLIANCE OFFICER | 5514806 |
Red Flags
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