DM
Drew M. Mccurdy
DESERT ROSE CAPITAL MANAGEMENT
Valley Springs, CA 95252
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CRD#: 7786003
DM
Professional summary
Drew M. Mccurdy, who also goes by Drew Mccurdy, is a registered financial advisor currently at DESERT ROSE CAPITAL MANAGEMENT, INC. located in Valley Springs, California.
Drew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Drew has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Drew Mccurdy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ITS Conglobal 6540 S Austin Rd; Stockton CA 92515 Transportation Industry Not investment related Title: Operations Manager 36 hours/week Sunday - Tuesday Ensure the smooth and efficient functioning of day-to-day operations by overseeing processes, workflows, and activities across various departments or teams. Aspen Creek Financial Self employed, Insurance Title: Regional Advisor 30 hours/week Wednesday-Saturday Conducted in-depth consultations with clients to assess their retirement goals, risk tolerance, and financial situations. Developed comprehensive plans tailored to individual clients' needs, considering factors such as income sources, portfolios, and tax strategies.
CRS (Client Relationship Summary) - RIA
Click below to view Drew M. Mccurdy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 24, 2023 - Present
DESERT ROSE CAPITAL MANAGEMENT, INC.
Office #1: 42 S. Highway 26, Suite E, Valley Springs, CA 95252RIA
CRD#: 154331
Valley Springs, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DR
DESERT ROSE CAPITAL MANAGEMENT, INC.
DESERT ROSE CAPITAL MANAGEMENT INC. | DESERT ROSE CAPITAL MANAGEMENT, INC.
CRD#: 154331 / SEC#: 801-124883
RIA
Registered Investment Advisory firm - (5/3/2022 Approved)Arizona
Registered Investment Advisory firm - (5/16/2022 Terminated)California
Registered Investment Advisory firm - (6/15/2022 Terminated)Idaho
Registered Investment Advisory firm - (5/16/2022 Terminated)Louisiana
Registered Investment Advisory firm - (5/31/2022 Terminated)North Carolina
Registered Investment Advisory firm - (12/14/2017 Terminated)Oregon
Registered Investment Advisory firm - (8/4/2022 Terminated)Texas
Registered Investment Advisory firm - (5/16/2022 Terminated)Utah
Registered Investment Advisory firm - (5/16/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/24/2023)
Current Firm
DR
DESERT ROSE CAPITAL MANAGEMENT, INC.
DESERT ROSE CAPITAL MANAGEMENT INC. | DESERT ROSE CAPITAL MANAGEMENT, INC.
CRD#: 154331 / SEC#: 801-124883
RIA
Registered Investment Advisory firm - (5/3/2022 Approved)Arizona
Registered Investment Advisory firm - (5/16/2022 Terminated)California
Registered Investment Advisory firm - (6/15/2022 Terminated)Idaho
Registered Investment Advisory firm - (5/16/2022 Terminated)Louisiana
Registered Investment Advisory firm - (5/31/2022 Terminated)North Carolina
Registered Investment Advisory firm - (12/14/2017 Terminated)Oregon
Registered Investment Advisory firm - (8/4/2022 Terminated)Texas
Registered Investment Advisory firm - (5/16/2022 Terminated)Utah
Registered Investment Advisory firm - (5/16/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2929 W. Navigator Drive Ste. 300, Meridian, ID 83642
Mailing Address
Phone number
(208) 297-2710
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 686 |
| AUM (Assets Under Management) | $ 112,679,913 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DESERT ROSE CAPITAL MANAGEMENT, INC.
CRD#: 154331Valley Springs, CA 95252TRUST BUT VERIFY
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