Peyton Asbury Smith

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Contact Information

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years registered in the securities industry

Current & Past Employments

Current

VALIC FINANCIAL ADVISORS, INC.Current·CRD# 42803

RIA

BD

125 Plantation Centre Drive Suite 200, Macon, GA 31210

June 23, 2025 - Present

VALIC FINANCIAL ADVISORS, INC.Current·CRD# 42803

RIA

BD

125 Plantation Centre Drive Suite 200, Macon, GA 31210

June 20, 2025 - Present

Past

PRINCIPAL SECURITIES, INC.Past·CRD# 1137

RIA

Atlanta, GA

February 19, 2024 - May 7, 2025

PRINCIPAL SECURITIES, INC.Past·CRD# 1137

BD

Atlanta, GA

December 11, 2023 - May 7, 2025

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Current Firm

VF

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803 / SEC#: 801-54952, 8-50018

RIA

Registered Investment Advisory firm - SEC (10/10/1997 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

2919 Allen Parkway L3-20, Houston, TX 77019

Mailing Address

2919 Allen Parkway L3-20, Houston, TX 77019-2158

Phone Number

(866) 544-4968

Established

Texas since 11/18/1996

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

1,647

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM BROCHURE FOR VFA MANAGED INVESTMENT PROGRAM - VC23987 (3/31/2026)

WRAP FEE PROGRAM BROCHURE FOR THE GUIDED PORTFOLIO SERVICES PROGRAM- VC23988 (3/31/2026)

MIP UNIFIED MANAGED ACCOUNT PROGRAM (3/31/2026)

FINANCIAL PLANNING & CONSULTING SERVICES BROCHURE (3/31/2026)

WRAP FEE PROGRAM BROCHURE FOR THE GUIDED PORTFOLIO ADVANTAGE PROGRAM - VC38857 (3/31/2026)

Direct owners and executive officers

Name	Position	CRD#
THE VARIABLE ANNUITY LIFE INSURANCE COMPANY	DIRECT OWNER	—
BRODD, MARY JULIEANN	VICE PRESIDENT AND CORPORATE SECRETARY	8322295
BURNETTE, CYNTHIA LEA	CHIEF FINANCIAL OFFICER AND TREASURER	1863103
DUCOTE, LOUIS	VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISORY	6913500
FORTEY, MICHAEL	VFA CHIEF COMPLIANCE OFFICER BROKER DEALER	2304969
GIBSON, KRISTA DE LOIS	PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES	2348708
GUERRERA, DARREN	VICE PRESIDENT, SALES & INCENTIVE COMPENSATION	2541120
LOGAN, JOHN ALBERT	CHIEF OPERATIONS OFFICER	4378887
PICONE, JOHN WILLIAM	OFFICE OF HEAD OF RETIREMENT AND WEALTH MANAGEMENT DISTRIBUTION	2717710
RINK, VERONICA LYNETTE	VICE PRESIDENT, BUSINESS ADMINISTRATION	4724432

Regulatory Assets Under Management

Total Number of Accounts

293,026

AUM (Assets Under Management)

$29,215,100,590

Disclosures

Regulatory Event

17

Arbitration

3

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2025	Cover Page	Report
01/27/2025	Cover Page	Report
04/29/2024	Cover Page	Report

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MIKE KINNEBREW BAND POSITION: Lead Guitar NATURE: I play guitar in a band and get paid for gigs occasionally INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 1607 Marshall Circle, Perry GA 31069, United States DESCRIPTION: I play guitar in a band and get paid for gigs occasionally VINEVILLE METHODIST CHURCH POSITION: guitar player NATURE: I play guitar at church on Sunday evenings INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2016 ADDRESS: 2045 Vineville Avenue, Macon GA 31069, United States DESCRIPTION: I play guitar at church on Sunday evenings AGIA POSITION: Agent NATURE: Non Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 06/16/2025 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell non securities insurance products for AGIA. GUITAR LESSONS POSITION: Teacher NATURE: I teach guitar lessons to a 13 year old twice a month for $40 a lesson INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/29/2026 ADDRESS: 1208 Duncan Avenue, Perry GA 31069, United States DESCRIPTION: I teach guitar lessons to a 13 year old twice a month for $40 a lesson

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VF

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803 / SEC#: 801-54952, 8-50018

RIA

Registered Investment Advisory firm - SEC (10/10/1997 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Georgia
(6/20/2025)

IAR

Georgia
(6/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.